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EX-99.1 - BENEFICIARY LETTER DATED MAY 15, 2020 - CROSSROADS LIQUIDATING TRUSTex99-1.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported) 

 

May 15, 2020

 

CROSSROADS LIQUIDATING TRUST

(Exact name of registrant as specified in its chapter)

 

Maryland   000-53504   82-6403908

(State or other jurisdiction

Of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

128 N. 13th Street, Suite #1100

Lincoln, Nebraska 68508

(Address of principal executive offices and zip code)

 

Registrant’s telephone number, including area code (402) 261-5345

  

Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Solicitation material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
N/A   N/A   N/A

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

 

Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 
 

 

Item 7.01Regulation FD Disclosure.

 

On May 15, 2020, Crossroads Liquidating Trust (the “Trust”) issued a letter to its beneficiaries (the “Beneficiary Letter”) regarding the filing of its Annual Report on Form 10-K for the year ended December 31, 2019 with the U.S. Securities and Exchange Commission.

 

A copy of the Trust’s Beneficiary Letter, is attached as Exhibit 99.1, and is incorporated herein by this reference.

 

Item 9.01Financial Statements and Exhibits.

 

(d)Exhibits.

 

Exhibit No.  Description
    
99.1  Beneficiary Letter dated May 15, 2020

 

 

 
 

 

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  CROSSROADS LIQUIDATING TRUST
     
Date: May 15, 2020 By: /s/ Ben H. Harris
    Ben H. Harris
    Administrator