UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT PURSUANT TO SECTION 13 OR 15(D)
OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report
(Date of earliest event reported): May 11, 2020
Peoples
Bancorp of North Carolina, Inc.
(Exact Name of
Registrant as Specified in Its Charter)
North
Carolina
(State or Other
Jurisdiction of Incorporation)
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000-27205
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56-2132396
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(Commission File
No.)
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(IRS Employer
Identification No.)
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518
West C Street, Newton, North Carolina
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28658
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(Address of
Principal Executive Offices)
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(Zip
Code)
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(828)
464-5620
(Registrant’s
Telephone Number, Including Area Code)
Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
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Peoples
Bancorp of North Carolina, Inc.
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INDEX
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Page
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Item
5.02 – Departure of Directors or Certain Officers; Election
of Directors; Appointment of Certain Officers; Compensatory
Arrangements of Certain Officers
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3
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Signatures
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4
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2
Item 5.02. – Departure of Directors or Certain Officers;
Election of Directors; Appointment of Certain
Officers;
On May
11, 2020, Peoples Bancorp of North Carolina, Inc. (the
“Company”) announced the following changes in executive
management.
Jeffrey
N. Hooper (age 50 as of May 11, 2020) was appointed Executive Vice
President, Chief Financial Officer (“CFO”), Corporate
Treasurer and Assistant Corporate Secretary. Mr.Hooper served as
Executive Vice President and Chief Financial Officer of a community
bank in South Carolina from 2007 to 2019. He is a Certified Public
Accountant and a graduate of University of Alaska with a B. S. in
Accounting. Mr. Hooper has a total of 15 years banking
experience.
A.
Joseph Lampron, Jr. was named Chief Administrative Officer, and
will retire in June 2020.
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SIGNATURES
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Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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PEOPLES
BANCORP OF NORTH CAROLINA, INC.
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Date:
May 13, 2020
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By:
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/s/
Jeffrey N. Hooper
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Jeffrey
N. Hooper
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Executive
Vice President and Chief Financial Officer
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4