UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Form 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of Earliest Event Reported): May 11, 2020
Waterstone Financial, Inc.
(Exact name of registrant as specified in its charter)

Maryland
001-36271
90-1026709
(State or other jurisdiction of
incorporation)
(Commission File
Number)
 
(I.R.S. Employer Identification No.)

11200 W Plank Ct, Wauwatosa, Wisconsin  53226
(Address of principal executive offices)

414-761-1000
Registrant’s telephone number, including area code:

Not Applicable
Former name or former address, if changed since last report


Securities registered pursuant to Section 12(b) of the Act:
Title of each class
 
 Trading Symbol
 
Name of each exchange on which registered
Common Stock, $0.01 Par Value
 
WSBF 
 
The NASDAQ Stock Market, LLC


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act
(17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act
(17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities and Exchange Act of 1934.

Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
 

Item 7.01 Regulation FD Disclosure

On May 11, 2020, Waterstone Mortgage Corporation, which is a wholly owned subsidiary of WaterStone Bank SSB, which, in turn, is a wholly-owned subsidiary of Waterstone Financial, Inc. (NASDAQ: WSBF) announced through various social media networks that Waterstone Mortgage Corporation had achieved a record-breaking month in April of 2020 with respect to the volume of loans funded. During the month of April 2020, Waterstone Mortgage Corporation funded approximately $367.0 million of loans originated for sale in the secondary market.

The information furnished pursuant to this Item 7.01, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934 (the "Exchange Act") or otherwise subject to the liabilities under that Section and shall not be deemed to be incorporated by reference into any filing of the Company under the Securities Act of 1933, as amended or the Exchange Act.
















SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


              
   Waterstone Financial, Inc.
   
Date:  May 11, 2020
/s/ Mark R. Gerke

Name: Mark R. Gerke

Title: Chief Financial Officer