UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 4, 2020
REGIONAL BRANDS INC.
(Exact name of registrant as specified in its charter)
| Delaware | 33-13110-NY | 11-2831380 |
| (State or other jurisdiction | (Commission | (IRS Employer |
| of incorporation) | File Number) | Identification No.) |
| 6060 Parkland Boulevard, Cleveland, Ohio | 44124 |
| (Address of principal executive offices) | (Zip Code) |
Registrant’s telephone number, including area code: (216) 825-4000
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Exchange Act: None.
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
| Item 7.01. | Regulation FD Disclosure. |
On May 4, 2020, Regional Brands Inc. (the “Company”) posted to the Company’s website a letter to stockholders from the Chairman of the Board and the Chief Executive Officer providing an update on the Company’s underlying operating business and summary financial information.
The letter is accessible on the Company’s website, www.regionalbrandsinc.com, under the “Investor Relations” heading, through the “Press Releases & Filings” tab, at “May 4, 2020 Letter to Stockholders.” The contents of the Company’s website are not incorporated by reference in this Current Report on Form 8-K.
Forward-Looking Statements
The letter referenced above contains statements about future events and expectations that are characterized as “forward-looking statements.” Forward-looking statements are based upon management’s beliefs, assumptions, and expectations. Forward-looking statements involve risks and uncertainties, including those described in the Company’s filings with the SEC, that may cause the Company’s actual results, performance, and financial condition to be materially different from the expectations of future results, performance, and financial condition expressed or implied in such forward-looking statements. You are cautioned to not put undue reliance on forward-looking statements. The Company disclaims any intent or obligation to update any forward-looking statements, whether as a result of new information, future events, or otherwise.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| REGIONAL BRANDS INC. | ||
| Date: May 4, 2020 | ||
| By: | /s/ Fred DiSanto | |
| Name: Fred DiSanto | ||
|
Title: Chief Executive Officer | ||