UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K | ||
Current Report
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) | April 16, 2020 | |
MidWestOne Financial Group, Inc.
(Exact name of registrant as specified in its charter)
Iowa | 001-35968 | 42-1206172 |
(State or other jurisdiction of incorporation) | (Commission file number) | (I.R.S. Employer Identification Number) |
102 South Clinton Street
Iowa City, Iowa 52240
(Address of principal executive offices, including zip code)
(319) 356-5800
(Registrant’s telephone number, including area code)
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2 below):
☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title of each class | Trading symbol(s) | Name of each exchange on which registered |
Common stock, $1.00 par value | MOFG | The Nasdaq Stock Market LLC |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 5.07. Submission of Matters to a Vote of Security Holders.
The Annual Meeting was held on April 16, 2020. There were a total of 16,167,564 shares of common stock outstanding as of the record date for the Annual Meeting, of which 13,168,752 were present in person or by proxy at the meeting, representing 81.45% of the outstanding shares eligible to vote. Three proposals were presented to the shareholders. The results of the shareholder vote on each of the three proposals were as follows:
A proposal to elect five (5) Class I Directors of the Company, with each director having a three-year term expiring in the year 2023.
Number of Shares | Number of Shares | |||||||
Nominees | Voted For | Vote Withheld | Broker Non-Votes | |||||
Larry D. Albert | 8,742,951 | 3,160,891 | 1,264,910 | |||||
Charles N. Funk | 11,746,532 | 157,310 | 1,264,910 | |||||
Douglas H. Greeff | 10,770,475 | 1,133,367 | 1,264,910 | |||||
Jennifer L. Hauschildt | 11,500,602 | 403,240 | 1,264,910 | |||||
Douglas K. True | 11,480,628 | 423,214 | 1,264,910 | |||||
A non-binding, advisory basis, proposal to approve the compensation awarded by the Company to its named executive officers, as disclosed pursuant to Item 402 of Regulation S-K, as required by Section 14A of the Securities Exchange Act of 1934, as amended.
Number of Shares | Number of Shares | |||||||
Voted For | Voted Against | Abstentions | Broker Non-Votes | |||||
11,597,547 | 231,083 | 75,212 | 1,264,910 | |||||
The ratification of the appointment of RSM US LLP as independent registered public accounting firm of the Company for the fiscal year ending December 31, 2020.
Number of Shares | Number of Shares | |||||||
Voted For | Voted Against | Abstentions | Broker Non-Votes | |||||
13,147,055 | 11,211 | 10,486 | — | |||||
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
MIDWESTONE FINANCIAL GROUP, INC. | ||||||
Dated: | April 17, 2020 | By: | /s/ BARRY S. RAY | |||
Barry S. Ray | ||||||
Senior Executive Vice President and Chief Financial Officer | ||||||