Attached files
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| EX-3.1 - EXHIBIT 3.1 - ANWORTH MORTGAGE ASSET CORP | a52204511ex3_1.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8‑K
CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
April 16, 2020
Date of Report (Date of earliest event reported)
ANWORTH MORTGAGE ASSET CORPORATION
(Exact Name of Registrant as Specified in its Charter)
Maryland
(State or Other Jurisdiction of Incorporation)
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001-13709
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52-2059785
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(Commission File Number)
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(IRS Employer Identification No.)
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1299 Ocean Avenue, Second Floor, Santa Monica, California
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90401
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(Address of Principal Executive Offices)
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(Zip Code)
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(310) 255-4493
(Registrant's Telephone Number, Including Area Code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock, $0.01 Par Value
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ANH
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New York Stock Exchange
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Series A Cumulative Preferred Stock, $0.01 Par Value
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ANHPRA
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New York Stock Exchange
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Series B Cumulative Convertible Preferred Stock, $0.01 Par Value
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ANHPRB
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New York Stock Exchange
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Series C Cumulative Redeemable Preferred Stock, $0.01 Par Value
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ANHPRC
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New York Stock Exchange
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act or Rule 12b-2 of the Exchange
Act.
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| Emerging growth company | ☐ |
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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new
or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
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Item 5.03.
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Amendments to Articles of Incorporation or Bylaws.
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Effective as of April 16, 2020, the Board of Directors (the “Board”) of Anworth Mortgage Asset Corporation (the “Company”) amended the Bylaws, as amended, of the Company to expressly provide that the Company’s annual meetings of stockholders may be held at such place in the United States, or by means of remote
communication, as is set from time to time by the Board.
A copy of the Amendment of Bylaws is filed as Exhibit 3.1 to this Current Report on Form 8-K and is
incorporated herein by reference.
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Item 9.01
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Financial Statements and Exhibits.
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(a)
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Not Applicable.
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(b)
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Not Applicable.
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(c)
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Not Applicable.
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(d)
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Exhibits.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the
undersigned, hereunto duly authorized.
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ANWORTH MORTGAGE ASSET CORPORATION | |
| Date: April 16, 2020 |
By:
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/s/ Joseph E. McAdams |
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Chief Executive Officer and President
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