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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): February 26, 2020
Equitable Holdings, Inc.
(Exact name of registrant as specified in its charter)
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Delaware |
001-38469 |
90-0226248 |
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(State or other jurisdiction of |
(Commission File Number) |
(I.R.S. Employer |
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incorporation or organization) |
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Identification No.) |
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1290 Avenue of the Americas, New York, New York |
10104 |
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(Address of principal executive offices) |
(Zip Code) |
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(212) 554-1234
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
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Title of each class |
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Trading Symbol |
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Name of Exchange on which registered |
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Common Stock |
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EQH |
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New York Stock Exchange |
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Depositary Shares, each representing a 1/1,000th interest in a share of Fixed Rate Noncumulative Perpetual Preferred Stock, Series A |
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EQH PR A |
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New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 under the Securities Act (17 CFR 230.405) or Rule 12b-2 under the Exchange Act (17 CFR 240.12b-2).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
As previously reported in a Current Report on Form 8-K filed on December 2, 2019, the Board of Directors (the “Board”) of Equitable Holdings, Inc. (the “Company”) elected Joan Lamm-Tennant as a director of the Board, effective January 1, 2020. At the time of election, the Board had not determined on which committees Ms. Lamm-Tennant would serve. The Company is filing this amended Current Report on Form 8-K/A to report that on February 26, 2020, the Board appointed Ms. Lamm-Tennant as a member of the Finance and Risk Committee and the Audit Committee, effective as of May 1, 2020.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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EQUITABLE HOLDINGS, INC. |
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Date: February 28, 2020 |
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By: |
/s/ Dave S. Hattem |
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Name: |
Dave S. Hattem |
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Title: |
Senior Executive Vice President, Chief Legal Officer and Secretary |
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