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EX-99.1 - EXHIBIT 99.1 - SAFEGUARD SCIENTIFICS INCtm2011039d1_ex99-1.htm




Washington, DC 20549





 Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934


Date of Report (Date of earliest event reported): February 27, 2020


Safeguard Scientifics, Inc.

(Exact Name of registrant as Specified in Charter)


Pennsylvania 1-5620 23-1609753
(State or other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer ID No.)


 One Radnor Corp. Ctr., Suite 110

100 Matsonford Rd.

Radnor, PA



(Address of Principal Executive Offices) (Zip Code)


Registrant’s telephone number, including area code: 610-293-0600


Not applicable


(Former Name or Former Address if Changed Since Last Report)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):


¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Securities registered pursuant to Section 12(b) of the Act:


Title of each class Trading Symbol(s) Name of each exchange on which registered
Common Stock ($.10 par value) SFE New York Stock Exchange


Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).


Emerging growth company ¨


If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨






Item 2.02.Results of Operations and Financial Condition.


On February 27, 2020, Safeguard Scientifics, Inc. (the “Company”) issued a press release setting forth the Company’s financial information for the three months and year ended December 31, 2019. A copy of the Company’s press release is attached hereto as Exhibit 99.1 and is hereby incorporated by reference.


This information shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (“Exchange Act”), or incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.


ITEM 9.01. Financial Statements and Exhibits.


(d) Exhibits.


99.1 Press Release of Safeguard Scientifics, Inc. dated February 27, 2020.








Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


  Safeguard Scientifics, Inc.  
Date:  February 27, 2020 By: /s/ Brian J. Sisko  
  Name:  Brian J. Sisko  

Title: President and Chief Executive Officer