Attached files

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EX-99.2 - EXHIBIT 99.2 - ENTERPRISE DIVERSIFIED, INC.ex_173514.htm
EX-99.1 - EXHIBIT 99.1 - ENTERPRISE DIVERSIFIED, INC.ex_173513.htm

 

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

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FORM 8-K

 

Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

 

Date of Report (Date of Earliest Event Reported): February 20, 2020

 

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ENTERPRISE DIVERSIFIED, INC.

(Exact Name of Registrant as Specified in Its Charter)

  

Nevada

 

000-27763

 

88-0397234

(State or other jurisdiction of incorporation or organization)

 

(Commission File Number)

 

(I.R.S. Employer Identification No.)

 

 

 

 

 

1518 Willow Lawn Drive

 

 

 

 

Richmond, VA

 

 

 

23230

(Address of principal executive offices)

 

 

 

(Zip Code)

 

(434) 336-7737

(Registrant’s telephone number, including area code)

 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

Trading Symbol(s)

Name of each exchange on which registered

None

Not applicable

Not applicable

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company     ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.          ☐

 

 

 

 

 

Item 7.01 - Regulation FD Disclosure.

 

On Thursday, February 20, 2020, Willow Oak Asset Management, LLC (“Willow Oak”), a wholly-owned subsidiary of Enterprise Diversified, Inc. (the “Company”), issued a press release (the “Press Release”) announcing and directing interested parties to its release and online posting of a letter to shareholders (the “Letter to Shareholders”). The Letter to Shareholders contains commentary by Steven L. Kiel, President of Willow Oak and Executive Chairman of the Company, pertaining to Willow Oak’s activities during the quarter ended December 31, 2019. Copies of the Press Release and the Letter to Shareholders are furnished herewith as Exhibits 99.1 and 99.2, respectively.

 

The information in this Current Report on Form 8-K, including the exhibits hereto, shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liability of that section, and shall not be incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

 

Item 9.01 - Financial Statements and Exhibits.

 

(a) Financial statements of businesses acquired – not applicable

 

(b) Pro forma financial information – not applicable

 

(c) Shell company transactions – not applicable

 

(d) Exhibits:

 

Exhibit No.

Exhibit Description

   

99.1

Willow Oak Asset Management, LLC Press Release dated February 20, 2020

99.2

Willow Oak Asset Management, LLC Letter to Shareholders released February 20, 2020

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date:  February 20, 2020

 

 

 

ENTERPRISE DIVERSIFIED, INC.

 

 

 

 

 

 

 

By:

 

/s/ Steven L. Kiel

 

 

 

 

Steven L. Kiel

 

 

 

 

Executive Chairman