Attached files
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| EX-99.1 - ADDITIONAL EXHIBITS - MobileSmith, Inc. | pressrelease-mobilesmithh.htm |
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
DC 20549
FORM
8-K
CURRENT
REPORT PURSUANT
TO
SECTION 13 OR 15(d) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Date of report
(Date of earliest event reported): January 17, 2020
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MOBILESMITH,
INC.
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(Exact Name of Registrant as Specified in Its
Charter)
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Delaware
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(State or Other Jurisdiction of Incorporation)
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001-32634
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95-4439334
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(Commission File
Number)
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(IRS Employer
Identification No.)
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5400
Trinity Rd., Suite 208
Raleigh,
North Carolina
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27607
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(Address of
Principal Executive Offices)
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(Zip
Code)
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855-516-2413
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(Registrant’s
Telephone Number, Including Area Code)
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Check the
appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
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☐
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Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
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☐
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Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
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☐
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
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Indicate
by check mark whether the registrant is an emerging growth company
as defined in in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this
chapter).
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Emerging growth
company ☐
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If
an emerging growth company, indicate by checkmark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange
Act. ☐
Item
5.02 Departure of Directors or Certain Officers; Election of
Directors; Appointment of Certain Officers; Compensatory
Arrangements of Certain Officers.
Mr. Lepore,
63, is an experienced
business and technology executive with strong background in
healthcare, insurance, financial services, education, and software
industries. In his 40 year career he has held CEO, COO and CTO
positions in public and private companies. He has also provided
transitional leadership in turnaround and/or growth
situations. Mr. Lepore has founded and operated several
companies in the software and strategic services industries. He has
experience in capital raises, public offerings, strategic sales,
corporate acquisitions, and mergers. Mr. Lepore has served on
boards of healthcare and software organizations. He received a
Bachelor of Science Degree in Mathematics from the University of
Connecticut in Storrs, CT.
Other than the
foregoing, there are no arrangements or understandings between Mr.
Lepore and any other persons pursuant to which he was selected to
serve as the Company’s President and Chief Executive Officer.
In addition, other than the foregoing and except for any
compensation Mr. Lepore has received as a member of the Board as
described in the Company’s most recent Annual Report on Form
10-K, there are no transactions between the Company and Mr. Lepore
or his immediate family members requiring disclosure under Item
404(a) of Regulation S-K promulgated under
the Securities Exchange Act of 1934, as
amended.
Item
8.01 Other Events.
On January 17,
2020, the Company issued a press release announcing Mr.
Tomlin’s leave of absence and Mr. Lepore appointment as the
Company’s President and Chief Executive Officer. A copy of
the press release is attached hereto as Exhibit 99.1 and is
incorporated by reference herein.
Item
9.01 Financial Statements and Exhibits.
(d)
Exhibits
99.1
Press
release issued by MobileSmith, Inc. on January 17,
2020.
2
SIGNATURES
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Date:
January 24, 2020
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Company Name: MobileSmith Inc.
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By: /s/ Gleb
Mikhailov
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Gleb
Mikhailov
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Chief
Financial Officer
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3