Attached files
| file | filename |
|---|---|
| EX-99.1 - EXHIBIT 99.1 - PIPER SANDLER COMPANIES | tm201059d1_ex99-1.htm |
| EX-10.1 - EXHIBIT 10.1 - PIPER SANDLER COMPANIES | tm201059d1_ex10-1.htm |
| EX-3.2 - EXHIBIT 3.2 - PIPER SANDLER COMPANIES | tm201059d1_ex3-2.htm |
| 8-K - FORM 8-K - PIPER SANDLER COMPANIES | tm201059-1_8k.htm |
EXHIBIT 3.1
EXECUTION VERSION
CERTIFICATE OF AMENDMENT
TO THE
AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION
OF
PIPER JAFFRAY COMPANIES
Pursuant
to Section 242 of
The General Corporation Law of the State of Delaware
Piper Jaffray Companies, a corporation organized and existing under the laws of the State of Delaware (hereinafter referred to as the “Corporation”), hereby certifies as follows:
1. Article I of the Corporation’s Amended and Restated Certificate of Incorporation is hereby amended to read in its entirety as set forth below:
“ARTICLE I
NAME
The name of the corporation (which is hereinafter referred to as the “Corporation”) is:
“Piper Sandler Companies”
2. This Certificate of Amendment to the Amended and Restated Certificate of Incorporation shall become effective at 11:49 p.m. on January 3, 2020.
3. This Certificate of Amendment to the Amended and Restated Certificate of Incorporation has been duly adopted in accordance with the provisions of Section 242 of the General Corporation Law of the State of Delaware.
[Signature page follows]
IN WITNESS WHEREOF, Piper Jaffray Companies has caused this certificate to be signed by John W. Geelan, its General Counsel and Secretary, on the 3rd day of January, 2020.
|
PIPER JAFFRAY COMPANIES |
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| By: | /s/ John W. Geelan | ||
| Name: | |||
| Title: | |||
[Signature Page to Certificate of Amendment to the Amended and Restated Certificate of Incorporation]