Attached files
file | filename |
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EX-31 - CAO CERTIFICATION - PATRIOT TRANSPORTATION HOLDING, INC. | patiex311c.htm |
EX-31 - CFO CERTIFICATION - PATRIOT TRANSPORTATION HOLDING, INC. | patiex311b.htm |
EX-31 - CEO CERTIFICATION - PATRIOT TRANSPORTATION HOLDING, INC. | patiex311a.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_________________
FORM 10-K/A
_________________
(Mark One) |
[X] | ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2019. |
or
[_] | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
Commission File Number: 001-36605
_____________________
PATRIOT TRANSPORTATION HOLDING, INC.
(Exact name of registrant as specified in its charter)
_____________________
FLORIDA | 47-2482414 | |
(State or other jurisdiction of incorporation or organization) |
(I.R.S. Employer Identification No.) | |
200 W. Forsyth St., 7th Floor, Jacksonville, Florida | 32202 | |
(Address of principal executive offices) | (Zip Code) |
(904) 396-5733
Securities registered pursuant to Section 12(b) of the Act:
Title of each class | Name of each exchange on which registered |
Common Stock $.10 par value | NASDAQ |
Securities registered pursuant to Section 12(g) of the Act: None
_________________
Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes [_] No [X]
Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act. Yes [_] No [X]
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes [X] No [_]
Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit such files). Yes [X] No [_]
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K (§229.405 of this chapter) is not contained herein, and will not be contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. [ ]
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer”, “accelerated filer”, “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
Large accelerated filer [_] | Accelerated filer [_] | |
Non-accelerated filer [ ] | Smaller reporting company [X] | |
Emerging growth company [ ] |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [_]
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Act). Yes [_] No [X]
The number of shares of the registrant’s stock outstanding as of December 10, 2019 was 3,351,329. The aggregate market value of the shares of Common Stock held by non-affiliates of the registrant as of March 31, 2019, the last day of business of our most recently completed second fiscal quarter, was $47,051,488.
+ Solely for purposes of this calculation, the registrant has assumed that all directors, officers and ten percent (10%) shareholders of the Company are affiliates of the registrant.
EXPLANATORY NOTE
The purpose of this Amendment No. 1 on Form 10-K/A to the Patriot Transportation Holding, Inc.'s Annual Report on Form 10-K for the fiscal year ended September 30, 2019, filed with the Securities and Exchange Commission on December 11, 2019 (the "Form 10-K"), is solely to furnish Exhibit 101 to the Form 10-K. Exhibit 101 provides the financial statements and related notes from the Form 10-K formatted in XBRL (Extensible Business Reporting Language) that were not included with the Form 10-K.
No other changes have been made to the Form 10-K. This Amendment No. 1 to the Form 10-K speaks as of the original filing date of the Form 10-K, does not reflect events that may have occurred subsequent to the original filing date, and does not modify or update in any way disclosures made in the original Form 10-K.
PATRIOT TRANSPORTATION HOLDING, INC.
FORM 10-K FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2019
EXHIBIT INDEX
[Item 14(a)(3)]
* | Filed as an Exhibit to our original report on Form 10-K for the fiscal year ended September 30, 2019, filed December 11, 2019. |
** Filed herewith.
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this amended report to be signed on its behalf by the undersigned, thereunto duly authorized.
Patriot Transportation Holding, Inc. | ||||
Date: December 11, 2019 | By | ROBERT E. SANDLIN | ||
Robert E. Sandlin | ||||
President and Chief Executive Officer | ||||
(Principal Executive Officer) | ||||
By | MATTHEW C. MCNULTY | |||
Matthew C. McNulty | ||||
Vice President, Chief Financial Officer and | ||||
Secretary | ||||
(Principal Financial Officer) | ||||
By | JOHN D. KLOPFENSTEIN | |||
John D. Klopfenstein | ||||
Controller, Chief Accounting Officer and | ||||
Treasurer | ||||
(Principal Accounting Officer) |
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities indicated on December 11, 2019.
ROBERT E. SANDLIN |
|
Robert E. Sandlin | |
President and Executive Officer | |
(Principal Executive Officer) | |
MATTHEW C. MCNULTY | |
Matthew C. McNulty | |
Vice President, Chief Financial Officer | |
and Secretary (Principal Financial Officer) | |
JOHN D. KLOPFENSTEIN | |
John D. Klopfenstein | |
Controller, Chief Accounting Officer | |
and Treasurer (Principal Accounting Officer) |