Attached files
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EX-10.2 - AMENDMENT TO EMPLOYMENT AGREEMENT - IMAGEWARE SYSTEMS INC | ex10-2.htm |
EX-10.1 - AMENDMENT TO EMPLOYMENT AGREEMENT - IMAGEWARE SYSTEMS INC | ex10-1.htm |
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
DC 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date of Report
(Date of earliest event reported): January 30, 2019
IMAGEWARE
SYSTEMS, INC.
(Exact
name of Registrant as specified in its Charter)
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Delaware
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001-15757
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33-0224167
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(State or other
jurisdiction
of
incorporation)
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(Commission File
No.)
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(IRS
Employer
Identification
No.)
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13500 Evening Creek
Drive N., Suite 550
San Diego, California 92127
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(Address of
principal executive offices)
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(858) 673-8600
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(Registrant’s
Telephone Number)
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Not Applicable
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(Former name or
address, if changed since last report)
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Check the
appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2.
below):
☐
Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
☐
Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
☐
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
☐
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
Indicate by check mark whether the registrant is
an emerging growth company as defined in Rule 405 of the Securities
Act of 1933 (17 CFR 230.405) or Rule 12b-2 of the Securities
Exchange Act of 1934 (17 CFR 240.12b-2) ☐
If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended
transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the
Exchange Act ☐
Item
1.01 Entry into a Material Definitive Agreement.
On January 30,
2019, ImageWare Systems, Inc. (the “Company”) entered into amendments
to the employment agreements (the “Employment Amendments”) for
Messrs. S. James Miller,
Jr., the Company’s Chairman of the Board of Directors and
Chief Executive Officer, and
David
Harding, the Company’s Chief Technical Officer, respectively.
Pursuant to the terms of the Employment Amendments, the term of
each executive officer’s employment agreement was extended
until December 31, 2019. A copy of each of the Employment
Amendments is attached to this Current Report on Form 8-K as
Exhibits 10.1 and 10.2, respectively, and are incorporated by
reference herein.
Item
5.02 Departure of Directors or Certain Officers; Election of
Directors; Appointment of Certain Officers; Compensatory
Arrangements of Certain Officers.
See Item
1.01.
Item
9.01 Financial Statements and Exhibits.
See Exhibit
Index.
SIGNATURES
Pursuant to the
requirements of the Securities Exchange Act of 1934, the registrant
has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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IMAGEWARE
SYSTEMS, INC.
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Date: February 1,
2019
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By:
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/s/ Wayne
Wetherell
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Wayne
Wetherell
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Chief Financial
Officer
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EXHIBIT INDEX
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Exhibit
Number
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Description
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Eleventh Amendment
to Employment Agreement, by and between S. James Miller and
ImageWare Systems, Inc., dated January 30, 2019
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Sixth Amendment to
Employment Agreement, by and between David E. Harding and ImageWare
Systems, Inc., dated January 30, 2019
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