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EX-10.38 - UNANIMOUS SHAREHOLDERS' AGREEMENT - Pivot Pharmaceuticals Inc.pvotf_ex1038.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported) December 19, 2018

 

PIVOT PHARMACEUTICALS INC.

(Exact name of registrant as specified in its charter)

   

British Columbia

 

333-161157

 

n/a

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

1275 West 6th Avenue, Vancouver,

British Columbia, Canada

 

V6H 1A6

(Address of principal executive offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code (604) 805-7783

 

n/a

(Former name or former address, if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
 
 
 

 

Item 1.01 Entry into a Material Definitive Agreement

 

On December 17, 2018, we entered into a Unanimous Shareholders’ Agreement with Cartagena Leaf Inc., a subsidiary of Mexico-based Licorera Del Sur, to create a joint venture corporation. The joint venture corporation will develop and commercialize cannabis-infused non-alcoholic beverages combining the expertise of Licorera del Sur with our patented Solumer™ and RTIC™ powderization technologies.

 

Item 9.01 Financial Statements and Exhibits

 

10.38

Unanimous Shareholders’ Agreement with Cartagena Leaf Inc.

 

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

PIVOT PHARMACEUTICALS INC.

 

 

 

 

 

Date: December 19, 2018 

By:

/s/ Patrick Frankham

 

 

 

Patrick Frankham

 

 

 

Chief Executive Officer

 

 

 

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