UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(D) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): November 28, 2018

 

FFBW, INC.

(Exact Name of Registrant as Specified in Charter)

 

Federal 001-38239 82-3027075
(State or Other Jurisdiction) (Commission File No.) (I.R.S. Employer
of Incorporation)   Identification No.)

 

1360 South Moorland Road, Brookfield, Wisconsin

53005

(Address of Principal Executive Offices)

(Zip Code)

 

 

Registrant's telephone number, including area code:     (262) 542-4448

 

Not Applicable

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

[  ]  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

[  ]  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

[  ]  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

[  ]  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).      Emerging growth company ☒

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

Item 5.07          Submission of Matters to a Vote of Security Holders.

 

On November 28, 2018, FFBW, Inc. (the “Company”) held a Special Meeting of Stockholders. At the Special Meeting, stockholders considered and voted on the following matter, with a breakdown of the votes cast set forth below.

 

1.            The approval of the FFBW, Inc. 2018 Equity Incentive Plan.

 

For

 

Against

 

Abstain

         

4,913,131

 

345,406

 

29,977

 

 

Item 9.01          Financial Statements and Exhibits

 

(a)

Financial Statements of Businesses Acquired.

Not Applicable.

     

(b)

Pro Forma Financial Information.

Not Applicable.

     

(c)

Shell Company Transactions.

Not Applicable.

     

(d)

Exhibits

Not Applicable

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

 

 

 

FFBW, INC.

   
   
   

DATE: November 30, 2018

By:         /s/ Nikola B. Schaumberg                

 

Nikola B. Schaumberg

 

Chief Financial Officer