UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
Current Report
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 2, 2018
PB Bancorp, Inc.
(Exact name of registrant as specified in its charter)
| Maryland | 001-37676 | 47-5150586 | ||
|
(State or Other Jurisdiction of Incorporation) |
(Commission File No.) |
(I.R.S. Employer Identification No.) | ||
| 40 Main Street, Putnam, Connecticut | 06260 | |||
| (Address of Principal Executive Offices) | (Zip Code) | |||
(860) 928-6501
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CRF 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
| Item 5.07 | Submission of Matters to a Vote of Security Holders |
| (a) | The annual meeting of the stockholders of the Company was held on November 2, 2018. |
| (b) | The matters considered and voted on by the stockholders at the annual meeting and the votes of the stockholders were as follows: |
| 1. | The following individuals were elected as directors, each for a three-year term, by the following vote: |
| Shares Voted | Votes | Broker | |||
| For | Withheld | Non-Vote | |||
| Thomas A. Borner | 3,703,450 | 126,747 | 2,483,371 | ||
| Richard A. Loomis | 3,703,454 | 126,743 | 2,483,371 | ||
| John P. Miller | 3,715,279 | 114,918 | 2,483,371 |
| 2. | The appointment of Wolf & Company, P.C. as independent registered public accounting firm for the fiscal year ending June 30, 2019 was ratified by the stockholders by the following vote: |
| Shares Voted | Shares Voted | ||||
| For | Against | Abstentions | |||
| 6,078,000 | 163,753 | 71,815 |
There were no non-broker votes on the proposal.
| 3. | An advisory, non-binding resolution to approve the executive compensation: |
| Shares Voted | Shares Voted | Broker | |||||
| For | Against | Abstentions | Non-Vote | ||||
| 3,602,927 | 116,215 | 111,055 | 2,483,371 |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
| PB BANCORP, INC. | |||
| Dated: November 7, 2018 | By: /s/ Robert J. Halloran, Jr. | ||
| Robert J. Halloran, Jr. | |||
| Executive Vice-President and Chief | |||
| Financial Officer | |||