UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) July 17, 2018
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BAYCOM CORP
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(Exact name of registrant as specified in its charter)
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California
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001-38483
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37-1849111
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(State or other jurisdiction
of incorporation)
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(Commission File No.)
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(IRS Employer
Identification No.)
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500 Ygnacio Valley Road, Suite 200
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94596
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(Address of principal executive offices)
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(Zip Code)
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Registrant's telephone number, including area code: (925) 476-1800
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Not Applicable
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(Former name or former address, if changed since last report)
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of "large accelerated filer," "accelerated filer," "smaller reporting company," and "emerging growth company" in Rule 12b-2 of the Exchange Act.
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Large accelerated filer ☐
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Accelerated filer ☐
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Non-accelerated filer ☐
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Smaller reporting company ☐
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(Do not check if a smaller reporting company)
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Emerging growth company ☒
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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
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Item 5.07. Submission of Matters to a Vote of Security Holders.
BayCom Corp ("the Registrant") held its annual meeting of shareholders on July 17, 2018. Holders of record of the Registrant's common stock at the close of business on May 25, 2018, were entitled to vote on two proposals at the annual meeting. The final voting results of each proposal are set forth below.
Proposal 1 – Election of Directors
The Registrant's shareholders approved the election of Lloyd W. Kendall, Jr., George J. Guarini, James S. Camp, Harpreet S. Chaudhary, Rocco Davis, Malcolm F. Hotchkiss, Robert G. Laverne, MD and David M. Spatz as directors of the Registrant for a term to expire in the year 2019.
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For
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Withheld
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Broker Non-Vote
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Lloyd W. Kendall, Jr
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5,463,446
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6,325
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2,341,489
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George J. Guarini
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4,942,205
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527,266
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2,341,789
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James S. Camp
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5,463,067
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6,704
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2,341,489
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Harpreet S. Chaudhary
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5,464,562
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5,209
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2,341,489
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Rocco Davis
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5,454,777
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11,994
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2,344,489
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Malcolm F. Hotchkiss
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4,923,411
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552,060
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2,335,789
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Robert G. Laverne, MD
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5,460,327
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6,444
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2,344,489
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David M. Spatz
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5,404,246
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65,525
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2,341,489
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Proposal 2 – Ratification of Independent Registered Public Accounting Firm
The Registrant's shareholders approved the ratification of the appointment of Moss Adams LLP as the Registrant's independent registered public accounting firm for the year ending December 31, 2018.
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Number of Votes
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For
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7,748,167
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Against
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57,060
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Abstain
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6,033
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2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned thereunto duly authorized.
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BAYCOM CORP
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Date:
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July 19, 2018
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By:
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/s/ Keary L. Colwell
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Keary L. Colwell, Senior Executive Vice President, Chief Financial Officer and Corporate Secretary
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