UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

Current Report Pursuant to Section 13 or 15(d) of

The Securities Exchange Act of 1934

 

Date of Report (date of earliest event reported): May 30, 2018

 

CALIFORNIA WATER SERVICE GROUP

(Exact name of Registrant as Specified in its Charter)

 

Delaware

 

1-13883

 

77-0448994

(State or other jurisdiction
of incorporation)

 

(Commission file number)

 

(I.R.S. Employer
Identification Number)

 

1720 North First Street

 

 

San Jose, California

 

95112

(Address of principal executive offices)

 

(Zip Code)

 

 

(408) 367-8200

(Registrant’s telephone number, including area code)

 

N/A

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o                                    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o                                    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o                                    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o                                    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined by Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company o

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o

 

 

 



 

Item 5.07. Submission of Matters to a Vote of Security Holders

 

California Water Service Group (the “Company”) held its Annual Meeting of Stockholders on May 30, 2018 (the “Annual Meeting”).  Stockholders acted on items of business at the Annual Meeting. The voting results are as follows:

 

1.              The following nominees for Director were elected to serve until the 2019 Annual Meeting of Stockholders based upon the following votes:

 

Nominee

 

Votes For

 

Votes Against

 

Abstentions

 

Broker Non-Votes

 

Gregory E. Aliff

 

35,154,632

 

232,127

 

156,621

 

7,884,556

 

Terry P. Bayer

 

34,981,682

 

419,992

 

141,706

 

7,884,556

 

Edwin A. Guiles

 

35,121,730

 

283,319

 

138,331

 

7,884,556

 

Martin A. Kropelnicki

 

35,128,384

 

259,924

 

155,072

 

7,884,556

 

Thomas M. Krummel, M.D.

 

34,911,526

 

495,223

 

136,631

 

7,884,556

 

Richard P. Magnuson

 

34,630,210

 

758,667

 

154,503

 

7,884,556

 

Peter C. Nelson

 

34,913,423

 

472,374

 

157,583

 

7,884,556

 

Carol M. Pottenger

 

35,250,989

 

172,140

 

120,251

 

7,884,556

 

Lester A. Snow

 

35,137,947

 

268,382

 

137,051

 

7,884,556

 

 

2.              The proposal for an advisory vote on the compensation paid to the Company’s named executive officers was approved as    follows:

 

Votes For

 

Votes Against

 

Abstentions

 

Broker Non-Votes

 

26,441,715

 

8,804,016

 

297,649

 

7,884,556

 

 

3.              The appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for 2018 was ratified as follows:

 

Votes For

 

Votes Against

 

Abstentions

 

42,548,229

 

625,286

 

254,351

 

 

4.              The proposal for the Company’s 2018 Employee Stock Purchase Plan was approved as follows:

 

Votes For

 

Votes Against

 

Abstentions

 

Broker Non-Votes

 

34,979,735

 

348,059

 

215,586

 

7,884,556

 

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

CALIFORNIA WATER SERVICE GROUP

 

 

 

 

 

 

Date: June 1, 2018

By:

/s/ Thomas F. Smegal

 

Name:

Thomas F. Smegal

 

Title:

Vice President, Chief Financial Officer & Treasurer

 

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