UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

 

May 3, 2018

Date of Report (Date of earliest event reported)

 

SUMMER INFANT, INC.

(Exact Name of Registrant as Specified in Charter)

 

DELAWARE

 

001-33346

 

20-1994619

(State or Other

 

(Commission File Number)

 

(IRS Employer

Jurisdiction of Incorporation)

 

 

 

Identification No.)

 

1275 PARK EAST DRIVE

WOONSOCKET, RHODE ISLAND 02895

(Address of Principal Executive Offices)  (Zip Code)

 

(401) 671-6550

(Registrant’s telephone number, including area code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

o            Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company   o

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.    o

 

 

 



 

Item 5.07.                                        Submission of Matters to a Vote of Security Holders.

 

On May 3, 2018, the Company held its 2018 Annual Meeting of Stockholders (the “Annual Meeting”).  Set forth below are the matters submitted at the Annual Meeting by the Board to a vote of the Company’s stockholders and the final results of the voting for each proposal.

 

Proposal 1: Election of Directors

 

Each of the following nominees for director was elected based on the following vote:

 

Nominee

 

For

 

Against

 

Abstained

 

Broker Non-Votes

 

 

 

 

 

 

 

 

 

 

 

Evelyn D’An

 

14,670,179

 

95,334

 

86,736

 

2,826,640

 

 

 

 

 

 

 

 

 

 

 

Martin Fogelman

 

14,668,586

 

96,927

 

86,736

 

2,826,640

 

 

 

 

 

 

 

 

 

 

 

Robin Marino

 

14,669,086

 

95,427

 

87,736

 

2,826,640

 

 

 

 

 

 

 

 

 

 

 

Mark Messner

 

14,669,170

 

96,243

 

86,836

 

2,826,640

 

 

 

 

 

 

 

 

 

 

 

Alan Mustacchi

 

14,669,186

 

95,227

 

87,836

 

2,826,640

 

 

 

 

 

 

 

 

 

 

 

Andrew Train

 

14,669,285

 

95,228

 

87,736

 

2,826,640

 

 

 

 

 

 

 

 

 

 

 

Stephen J. Zelkowicz

 

14,670,170

 

95,243

 

86,836

 

2,826,640

 

 

Proposal 2: Approval, on an Advisory Basis, of Named Executive Officer Compensation

 

The compensation of the Company’s named executive officers for 2017 was approved by a non-binding advisory vote based on the following vote:

 

For

 

Against

 

Abstained

 

Broker Non-Votes

 

14,721,283

 

118,546

 

12,420

 

2,826,640

 

 

Proposal 3: Ratification of Appointment of RSM US LLP as Independent Auditor

 

The appointment of RSM US LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 29, 2018 was ratified based on the following vote:

 

For

 

Against

 

Abstained

 

17,485,442

 

169,635

 

23,812

 

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

SUMMER INFANT, INC.

 

 

 

Date: May 4, 2018

By:

/s/ William E. Mote, Jr.

 

 

William E. Mote, Jr.

 

 

Chief Financial Officer

 

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