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EX-4.1 - AMENDMENT TO WARRANT AGREEMENT BETWEEN THE COMPANY AND TRIPOINT - Youngevity International, Inc. | ex4-1.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of
Report (Date of earliest event reported): January 22,
2018
YOUNGEVITY INTERNATIONAL, INC.
(Exact
name of registrant as specified in its charter)
Delaware
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000-54900
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90-0890517
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(State
or other jurisdiction of incorporation)
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(Commission
File No.)
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(IRS
Employer Identification No.)
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2400 Boswell Road, Chula Vista, CA 91914
(Address
of principal executive offices) (Zip Code)
Registrant’s
telephone number, including area code: (619) 934-3980
N/A
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
☐ Written communications pursuant to Rule 425 under
the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under
the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule
14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule
13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate
by check mark whether the registrant is an emerging growth company
as defined in in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this
chapter).
Emerging growth
company ☑
If an
emerging growth company, indicate by checkmark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act. ☐
Item
1.01.
Entry into a Material Definitive
Agreement.
On
January 22, 2018, Youngevity International, Inc. (the
“Company”) approved an amendment (the “Warrant
Amendment”), to its Series D Warrant Agreements with Tripoint
Global Equities, LLC (“Tripoint”), which amended among
other things the transfer provisions of the warrants and removed
the price protection adjustment for sales of securities below the
warrant exercise price.
The
information contained in this Item 1.01 regarding the Warrant
Amendment is qualified in its entirety by the copy of the agreement
attached to this Current Report on Form 8-K as Exhibit 4.1 and is
incorporated herein by reference.
Item
9.01
Financial
Statements and Exhibits.
(d)
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Exhibits.
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Exhibit Number
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Description
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Amendment to
Warrant Agreement between the Company and Tripoint
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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YOUNGEVITY
INTERNATIONAL, INC.
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Date:
January 22, 2018
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By: /s/
David Briskie
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Name:
David Briskie
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Title:
President and Chief Financial Officer
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