Attached files
| file | filename |
|---|---|
| EX-10.6 - HELIX TCS, INC. 2017 OMNIBUS STOCK INCENTIVE PLAN. - Helix Technologies, Inc. | f8k111217ex10-6_helixtcsinc.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 12, 2017
| Helix TCS, Inc. | ||
| (Exact name of registrant as specified in its charter) |
| Delaware | 000-55722 | 81-4046024 | ||
| (State
or other jurisdiction of incorporation) |
(Commission File Number) | (IRS
Employer ID Number) |
5300 DTC Parkway, Suite 300 Greenwood Village, CO 80111 |
| (Address of principal executive offices) |
Registrant’s telephone number, including area code (720) 328-5372
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 5.02. | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. |
(e) As previously disclosed in the Information Statement on Schedule 14C filed by Helix TCS, Inc. (the “Company”) with the Securities and Exchange Commission on October 23, 2017 (the “Information Statement”), the Company’s board of directors and a majority of the stockholders of the Company approved the Helix TCS, Inc. 2017 Omnibus Stock Incentive Plan (the “Plan”). The Plan became effective as of November 12, 2017.
You can find a summary of the principal features of the Plan in the Information Statement, under the heading “Summary of the Helix TCS, Inc. 2017 Omnibus Stock Incentive Plan”. The summary of the Plan contained in the Information Statement is qualified in its entirety by the full text of the Plan, filed as Appendix A to the Information Statement and incorporated by reference herein.
| Item 9.01. | Financial Statements and Exhibits. |
| (d) | Exhibits |
Exhibit No. |
Description | |
| 10.6 | Helix TCS, Inc. 2017 Omnibus Stock Incentive Plan. | |
| 2 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| HELIX TCS, INC. | |
| Date: November 16, 2017 | /s/ Zachary L. Venegas |
| Zachary L. Venegas | |
| Chief Executive Officer |
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