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EX-99.1 - EX-99.1 - Merchants Bancorpa17-25159_2ex99d1.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 


 

FORM 8-K

 


 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported) November 6, 2017

 


 

MERCHANTS BANCORP

(Exact name of registrant as specified in its charter)

 


 

Indiana

 

001-38258

 

20-5747400

(State or other jurisdiction
of incorporation)

 

(Commission
File Number)

 

(IRS Employer
Identification No.)

 

11555 N. Meridian Street, Suite 400, Carmel, Indiana

 

46032

(Address of principal executive offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code: (317) 569-7420

 

Not Applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o       Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o       Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o       Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o       Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company  x

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  o

 

 

 



 

Item 8.01           Other Events

 

On November 6, 2017, Merchants Bancorp (the “Company”) announced that the underwriters for the recently completed initial public offering of the Company’s common stock exercised their option to purchase an additional 937,500 shares of the Company’s common stock. A copy of the Company’s press release is filed as Exhibit 99.1 hereto and incorporated herein by reference.

 

Item 9.01           Financial Statements and Exhibits

 

Exhibit
No.

 

Exhibit Description

 

 

 

99.1

 

Press Release, dated November 6, 2017 (filed herewith)

 

2



 

EXHIBIT INDEX

 

Exhibit

 

 

Number

 

Description

 

 

 

99.1

 

Press release, dated November 6, 2017

 

3



 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

MERCHANTS BANCORP

 

 

 

By:

/s/ Michael F. Petrie

 

 

Michael F. Petrie

 

 

Chairman and Chief Executive Officer

 

Date:  November 6, 2017

 

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