UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event reported): August 22, 2017
Millennium Investment & Acquisition Co. Inc.
(Exact name of registrant as specified in its charter)
Delaware
(State or other jurisdiction of incorporation)
811-22156
(Commission File Number)
20-4531310
(IRS Employer Identification No.)
301 Winding Road
Old Bethpage, NY 11804
(Address of principal executive offices and Zip Code)
Registrant’s telephone number, including area code: (212) 750-0371
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| [ ] | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| [ ] | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| [ ] | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| [ ] | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
SECTION 5: CORPORATE GOVERNANCE AND MANAGEMENT
Item 5.07 Submission of Matters to a Vote of Shareholders
Millennium Investment & Acquisition Company Inc.’s (the “Trust”) 2017 Annual Meeting of shareholders was held on August 22, 2017. For more information on the following proposals, see the company’s proxy statement dated August 3, 2017, the relevant portions of which are incorporated herein by reference.
Below are the final voting results.
| 1) | Shareholders elected each of the four nominees to the Board of Trustees for a one-year term |
| For | Withheld | Broker Nonvotes | ||||||||||
| David Lesser | 4,733,677 | 1,670 | 2,854,291 | |||||||||
| Kevin McTavish | 4,733,677 | 1,670 | 2,854,291 | |||||||||
| Jesse Derris | 4,733,677 | 1,670 | 2,854,291 | |||||||||
| 2) | Shareholders ratified BDO USA, LLP as the Trust’s independent audit firm for 2017. |
| For | Against | Abstain | ||||||||
| 7,580,787 | 0 | 8,851 | ||||||||
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Date: August 22, 2017 | ||
| MILLENNIUM INVESTMENT & ACQUISITION COMPANY, INC. | ||
| By | /s/ David H. Lesser | |
| David H. Lesser | ||
| Chairman, CEO, Secretary & Treasurer | ||