Attached files

file filename
EX-10.1 - EX-10.1 - PRECIGEN, INC.d419065dex101.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 30, 2017 (June 28, 2017)

 

 

INTREXON CORPORATION

(Exact Name of Registrant as Specified in Charter)

 

 

 

Virginia    001-36042    26-0084895

(State or Other Jurisdiction

of Incorporation)

  

(Commission

File Number)

  

(IRS Employer

Identification No.)

20374 Seneca Meadows Parkway, Germantown, Maryland 20876

(Address of Principal Executive Offices) (Zip Code)

(301) 556-9900

(Registrant’s telephone number, including area code)

N/A

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.

Emerging growth company  ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 


Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

As noted in Item 5.07 below, at the 2017 Annual Meeting of Shareholders (the “Annual Meeting”) of Intrexon Corporation (the “Company”), upon recommendation of the Board of Directors of the Company, the Company’s shareholders approved an amendment (the “Amendment”) to the Company’s Amended and Restated 2013 Omnibus Incentive Plan, as amended (the “Plan”), which provides for the issuance of an additional two million shares of the Company’s common stock under the Plan.

A description of the Amendment is set forth on pages 75 through 77 of the definitive Proxy Statement on Schedule 14A for the 2017 Annual Meeting that was filed with the Securities and Exchange Commission on May 1, 2017, which description is incorporated by reference herein. The description of the Amendment is qualified in its entirety by reference to the full text of the Amendment which is attached as Exhibit 10.1 to this Current Report on Form 8-K and which is incorporated by reference herein.

 

Item 5.07 Submission of Matters to a Vote of Security Holders.

On June 28, 2017, the Company held its 2017 Annual Meeting. At the 2017 Annual Meeting, the Company’s shareholders (i) elected each of the persons listed below as a director for a one-year term, (ii) ratified the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered accounting firm for the fiscal year ending December 31, 2017, (iii) approved a non-binding advisory resolution approving the compensation of the named executive officers, and (iv) approved the Amendment.

Proposal 1 –Election of Directors

 

     For      Against      Abstain      Broker Non-Votes  

Randal J. Kirk

     83,591,573        468,397        48,632        24,099,490  

Cesar L. Alvarez

     77,535,853        6,506,663        66,086        24,099,490  

Steven R. Frank

     83,444,798        597,491        66,313        24,099,490  

Vinita D. Gupta

     83,702,464        340,515        65,623        24,099,490  

Fred Hassan

     83,707,323        336,478        64,801        24,099,490  

Jeffrey B. Kindler

     80,619,962        3,425,321        63,319        24,099,490  

Dean J. Mitchell

     83,672,112        371,198        65,292        24,099,490  

Robert B. Shapiro

     83,658,282        386,216        64,104        24,099,490  

James S. Turley

     81,134,554        2,910,501        63,547        24,099,490  

Proposal 2 – Ratification of Appointment of PricewaterhouseCoopers LLP as the Company’s Independent Registered Public Accounting Firm for the year ended December 31, 2017

 

For

 

Against

 

Abstain

 

Broker Non-Votes

107,883,559   202,046   122,487  

Proposal 3 – Non-binding Advisory Resolution Approving the Compensation of the Named Executive Officers

 

For

 

Against

 

Abstain

 

Broker Non-Votes

81,613,815   2,205,736   289,051   24,099,490

Proposal 4 – Approval of the Amendment to the Amended and Restated Intrexon Corporation 2013 Omnibus Incentive Plan

 

For

 

Against

 

Abstain

 

Broker Non-Votes

79,589,033   4,345,758   173,811   24,099,490

 

2


Item 9.01. Financial Statements and Exhibits.

 

  (d) Exhibits.

See the Exhibit Index immediately following the signature page hereto, which is incorporated herein by reference.

 

3


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: June 30, 2017

 

INTREXON CORPORATION
By:  

/s/ Donald P. Lehr

  Donald P. Lehr
  Chief Legal Officer

 

4


EXHIBIT INDEX

 

Exhibit
Number

  

Description

10.1    Amendment to the Intrexon Corporation Amended and Restated 2013 Omnibus Incentive Plan, as amended, effective as of June 28, 2017.

 

5