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EX-99.1 - EXHIBIT 99.1 - ICON ECI Fund Sixteenv468266_ex99-1.htm

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report: June 2, 2017

 

ICON ECI Fund Sixteen

(Exact Name of Registrant as Specified in Charter)

 

Delaware   333-185144   80-0860084
(State or Other Jurisdiction of
Incorporation)
  (Commission File Number)   (I.R.S. Employer Identification No.)

 

3 Park Avenue, 36th Floor
New York, New York 10016
(Address of Principal Executive
Offices)
 
(212) 418-4700
(Registrant’s telephone number,
including area code)
 
Not applicable
(Former name or former address, if
changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

¨

 

 

 

 

Item 7.01Regulation FD Disclosure

 

On June 2, 2017, ICON ECI Fund Sixteen issued its 2016 Annual Portfolio Overview (the “Portfolio Overview”). A copy of the Portfolio Overview is being furnished as Exhibit 99.1 hereto.

 

The information in this Report is provided under Item 7.01 of Form 8-K and shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section.

 

Item 9.01Financial Statements and Exhibits

 

(d) The following exhibit is furnished herewith:

 

99.12016 Annual Portfolio Overview

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  ICON ECI FUND SIXTEEN
  By: ICON MT 16, LLC, its Managing Owner
   
Dated: June 2, 2017 By: /s/ Michael A. Reisner  
    Michael A. Reisner
    Co-President and Co-Chief Executive Officer