UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

Current Report Pursuant to Section 13 or 15(d) of

The Securities Exchange Act of 1934

 

Date of Report (date of earliest event reported): May 24, 2017

 

CALIFORNIA WATER SERVICE GROUP

(Exact name of Registrant as Specified in its Charter)

 

Delaware

 

1-13883

 

77-0448994

(State or other jurisdiction
of incorporation)

 

(Commission file number)

 

(I.R.S. Employer
Identification Number)

 

1720 North First Street
San Jose, California

 

95112

(Address of principal executive offices)

 

(Zip Code)

 

(408) 367-8200

(Registrant’s telephone number, including area code)

 

N/A

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o            Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined by Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company o

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o

 

 

 



 

Item 5.07. Submission of Matters to a Vote of Security Holders

 

California Water Service Group (the “Company”) held its Annual Meeting of Stockholders on May 24, 2017 (the “Annual Meeting”).  Stockholders acted on items of business at the Annual Meeting. The voting results are as follows:

 

1.              The following nominees for Director were elected to serve until the 2018 Annual Meeting of Stockholders based upon the following votes:

 

Nominee

 

Votes For

 

Votes Against

 

Abstentions

 

Broker Non-Votes

 

Gregory E. Aliff

 

34,836,989

 

339,078

 

180,646

 

7,950,814

 

Terry P. Bayer

 

34,824,086

 

374,275

 

158,352

 

7,950,814

 

Edwin A. Guiles

 

34,798,981

 

380,232

 

177,500

 

7,950,814

 

Martin A. Kropelnicki

 

34,783,584

 

406,126

 

167,003

 

7,950,814

 

Thomas M. Krummel, M.D.

 

34,755,424

 

422,996

 

178,293

 

7,950,814

 

Richard P. Magnuson

 

34,363,174

 

829,069

 

164,470

 

7,950,814

 

Peter C. Nelson

 

34,439,586

 

733,924

 

183,203

 

7,950,814

 

Lester A. Snow

 

34,811,917

 

377,774

 

167,022

 

7,950,814

 

George A. Vera

 

34,446,570

 

741,601

 

168,542

 

7,950,814

 

 

2.              The proposal for an advisory vote on the compensation paid to the Company’s named executive officers was approved as    follows:

 

Votes For

 

Votes Against

 

Abstentions

 

Broker Non-Votes

 

32,998,219

 

2,048,579

 

309,915

 

7,950,814

 

 

3.               The proposal for an advisory vote on the preferred frequency of future advisory votes on the compensation paid to the Company’s named executive officers was voted on as follows:

 

1 Year

 

2 Years

 

3 Years

 

Abstentions

 

Broker Non-Votes

 

26,512,276

 

327,707

 

8,306,246

 

210,484

 

7,950,814

 

 

In light of these voting results, the Company plans to hold future advisory votes on the compensation paid to the Company’s named executive officers annually until the next required vote on the frequency of such advisory votes, or until the Board of Directors of the Company otherwise determines that a different frequency is in the best interests of the Company and its stockholders.

 

4.              The appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for 2017 was ratified as follows:

 

Votes For

 

Votes Against

 

Abstentions

 

42,562,876

 

544,820

 

199,831

 

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

CALIFORNIA WATER SERVICE GROUP

 

 

 

 

Date: May 25, 2017

By:

/s/ Thomas F. Smegal

 

Name:

Thomas F. Smegal

 

Title:

Vice President, Chief Financial Officer & Treasurer

 

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