UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported):  May 25, 2017

 

Level 3 Communications, Inc.
(Exact name of Registrant as specified in its charter)

 

Delaware

 

001-35134

 

47-0210602

(State or other

 

(Commission File

 

(IRS employer

jurisdiction of incorporation)

 

Number)

 

Identification No.)

 

1025 Eldorado Blvd., Broomfield, Colorado
(Address of principal executive offices)

 

80021
(Zip code)

 

720-888-1000
(Registrant’s telephone number including area code)

 

Not applicable
(Former name and former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

o    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934
(§240.12b-2 of this chapter).

 

Emerging growth company o

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  o

 

 

 



 

Item 5.07. Submission of Matters to a Vote of Security Holders.

 

The Company held its 2017 annual meeting of stockholders on May 25, 2017.  At the meeting, stockholders present in person or by proxy voted on the matters described below.  The votes noted below are the final voting results.

 

There were 361,345,200 of our common stock entitled to vote at the 2017 annual meeting and a total of 313,512,937 shares (approximately 86.76% of the outstanding common stock) were represented at the meeting in person or by proxy.

 

1.              Election of Directors:  Stockholders elected each of the 11 directors named below to our Board of Directors (our “Board”) to hold office until the annual meeting of stockholders in 2018 or until his or her successor is elected and qualified, based on the following votes:

 

Name

 

For

 

Against

 

Abstain

 

Broker Non Votes

James O. Ellis, Jr.

 

287,798,050

 

1,926,421

 

1,365,911

 

22,422,555

Jeff K. Storey

 

289,024,801

 

907,063

 

1,158,518

 

22,422,555

Kevin P. Chilton

 

288,941,199

 

747,255

 

1,401,928

 

22,422,555

Steven T. Clontz

 

288,898,340

 

787,808

 

1,404,234

 

22,422,555

Irene M. Esteves

 

289,004,465

 

727,279

 

1,358,638

 

22,422,555

T. Michael Glenn

 

288,951,378

 

761,612

 

1,377,392

 

22,422,555

Spencer B. Hays

 

288,950,200

 

762,714

 

1,377,468

 

22,422,555

Michael J. Mahoney

 

288,174,458

 

1,556,052

 

1,359,872

 

22,422,555

Kevin W. Mooney

 

288,979,213

 

748,555

 

1,362,614

 

22,422,555

Peter Seah Lim Huat

 

288,815,665

 

870,317

 

1,404,400

 

22,422,555

Peter van Oppen

 

288,951,138

 

733,002

 

1,406,242

 

22,422,555

 

2.              To approve the named executive officer compensation, which vote is on an advisory basis.

 

For

 

Against

 

Abstain

 

Broker Non Votes

283,053,151

 

6,671,404

 

1,365,827

 

22,422,555

 

3.              To approve a proposal to indicate the frequency in which our stockholders will conduct an advisory vote on the executive compensation program for our named executive officers.

 

1 Year

 

2 Years

 

3 Years

 

Abstain

269,695,721

 

836,857

 

19,453,629

 

1,104,175

 

The Company will include a stockholder vote on the compensation of executives in its proxy materials every year until the next required vote on the frequency of this vote on the compensation of executives is required.

 

4.              To ratify the appointment of KPMG LLP to serve as Level 3’s independent registered public accounting firm for the year ending December 31, 2017.

 

For

 

Against

 

Abstain

 

Broker Non Votes

310,310,777

 

1,827,873

 

1,374,287

 

0

 

2



 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

 

 

 

Level 3 Communications, Inc.

 

 

 

 

By:

/s/ Neil J. Eckstein

 

 

Neil J. Eckstein, Senior Vice President

 

 

 

Date: May 25, 2017

 

 

 

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