UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_____________________
FORM 8-K
_____________________
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of
Pursuant to Section 13 OR 15(d) of
the Securities Exchange Act OF 1934
Date of Report (Date of earliest event reported): May 16, 2017
_____________________
JPMORGAN CHASE & CO.
(Exact Name of Registrant as Specified in its Charter)
(Exact Name of Registrant as Specified in its Charter)
_____________________
DELAWARE
(State or Other Jurisdiction of Incorporation)
1-05805 | 13-2624428 | |
(Commission File Number) | (I.R.S. Employer Identification No.) | |
270 Park Avenue, New York, New York | 10017 | |
(Address of principal executive offices) | (Zip Code) | |
Registrant's telephone number, including area code: (212) 270-6000
_____________________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 Submission of Matters to a Vote of Security Holders.
(a) | Registrant held its Annual Meeting of Shareholders on Tuesday, May 16, 2017; 3,150,546,562 shares were represented in person or by proxy, or 88.55% of the total shares outstanding. |
(b) | The results of shareholder voting on the proposals presented were as follows: |
MANAGEMENT PROPOSALS: |
Proposal 1- Shareholders elected the 12 director nominees named in the Proxy Statement. All director nominees received at least 95% of the votes cast.
Name | For | Against | Abstain | Broker Non-Votes | ||||
Linda B. Bammann | 2,721,886,334 | 21,428,972 | 5,069,622 | 402,161,634 | ||||
James A. Bell | 2,706,737,374 | 36,252,497 | 5,395,057 | 402,161,634 | ||||
Crandall C. Bowles | 2,713,777,243 | 28,961,384 | 5,646,301 | 402,161,634 | ||||
Stephen B. Burke | 2,668,955,822 | 74,001,954 | 5,427,152 | 402,161,634 | ||||
Todd A. Combs | 2,722,835,384 | 19,999,379 | 5,550,165 | 402,161,634 | ||||
James S. Crown | 2,697,153,511 | 45,858,482 | 5,372,935 | 402,161,634 | ||||
James Dimon | 2,622,335,603 | 111,035,333 | 15,013,992 | 402,161,634 | ||||
Timothy P. Flynn | 2,712,852,875 | 30,021,402 | 5,510,651 | 402,161,634 | ||||
Laban P. Jackson, Jr. | 2,678,987,451 | 63,870,710 | 5,526,767 | 402,161,634 | ||||
Michael A. Neal | 2,733,235,397 | 9,725,724 | 5,423,807 | 402,161,634 | ||||
Lee R. Raymond | 2,641,828,266 | 98,536,664 | 8,019,998 | 402,161,634 | ||||
William C. Weldon | 2,656,986,678 | 82,891,680 | 8,506,570 | 402,161,634 | ||||
Proposal 2 - Shareholders approved the Advisory Resolution to Approve Executive Compensation
For | Against | Abstain | Broker Non-Votes |
2,539,997,877 | 187,204,486 | 21,182,565 | 402,161,634 |
92.42% | 6.81% | 0.77% | |
Proposal 3 - Shareholders ratified the appointment of PricewaterhouseCoopers LLP as Registrant’s Independent Registered Public Accounting Firm for 2017
For | Against | Abstain | Broker Non-Votes |
3,080,490,997 | 62,903,713 | 7,151,852 | 0 |
97.77% | 2.00% | 0.23% | |
Proposal 4 - Shareholders indicated a preference for an Annual Advisory Vote on Executive Compensation
One | Two | Three | Abstain | Broker Non-Votes |
2,609,772,372 | 51,181,321 | 79,750,121 | 7,681,114 | 402,161,634 |
94.96% | 1.86% | 2.90% | 0.28% | |
SHAREHOLDER PROPOSALS: |
Proposal 5 - Shareholders did not approve the proposal on Independent Board Chairman
For | Against | Abstain | Broker Non-Votes |
915,038,143 | 1,718,356,722 | 114,990,063 | 402,161,634 |
33.29% | 62.52% | 4.19% | |
Proposal 6 - Shareholders did not approve the proposal on Vesting for Government Service
For | Against | Abstain | Broker Non-Votes |
727,829,025 | 1,991,878,074 | 28,677,829 | 402,161,634 |
26.48% | 72.48% | 1.04% | |
Proposal 7 - Shareholders did not approve the proposal on Clawback Amendment
For | Against | Abstain | Broker Non-Votes |
106,334,243 | 2,626,041,011 | 16,009,674 | 402,161,634 |
3.87% | 95.55% | 0.58% | |
Proposal 8 - Shareholders did not approve the proposal on Gender Pay Equity
For | Against | Abstain | Broker Non-Votes |
408,604,154 | 2,216,761,594 | 123,019,180 | 402,161,634 |
14.87% | 80.66% | 4.47% | |
Proposal 9 - Shareholders did not approve the proposal on How Votes are Counted
For | Against | Abstain | Broker Non-Votes |
233,075,872 | 2,499,688,243 | 15,620,813 | 402,161,634 |
8.48% | 90.95% | 0.57% | |
Proposal 10 - Shareholders did not approve the proposal on Special Shareowner Meetings
For | Against | Abstain | Broker Non-Votes |
1,185,801,556 | 1,531,612,242 | 30,971,130 | 402,161,634 |
43.14% | 55.73% | 1.13% | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
JPMORGAN CHASE & CO. | |||
By: | /s/ Molly Carpenter | ||
Name: Title: | Molly Carpenter Corporate Secretary | ||
Date: May 19, 2017