Attached files
| file | filename |
|---|---|
| EX-99.1 - EXHIBIT 99.1 - BlackRock TCP Capital Corp. | s001684x2_ex99-1.htm |
| EX-3.1 - EXHIBIT 3.1 - BlackRock TCP Capital Corp. | s001684x2_ex3-1.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Securities Exchange Act of 1934
Date of report (Date of earliest event reported) May 9, 2017 (May 9, 2017)
TCP CAPITAL CORP.
(Exact Name of Registrant as Specified in Charter)
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Delaware
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814-00899
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56-2594706
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(State or Other Jurisdiction
of Incorporation) |
(Commission
File Number) |
(IRS Employer
Identification No.) |
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2951 28th Street, Suite 1000
Santa Monica, California
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90405
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrant’s telephone number, including area code (310) 566-1000
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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| ☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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| ☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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| ☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 2.02 Results of Operations and Financial Condition.
On May 9, 2017, the registrant issued a press release announcing its financial results for the first quarter ended March 31, 2017. The text of the press release is included as Exhibit 99.1 to this Form 8-K.
The information disclosed under this Item 2.02, including Exhibit 99.1 hereto, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 and shall not be deemed incorporated by reference into any filing made under the Securities Act of 1933, except as expressly set forth by specific reference in such filing.
Item 5.03. Amendments to Articles of Incorporation or Bylaws.
Effective as of May 5, 2017, the registrant’s board of directors amended and restated the registrant’s bylaws (the “Amended and Restated Bylaws”) to clarify that the chairman of any shareholder meeting has the authority to adjourn such shareholder meeting.
A copy of the Amended and Restated Bylaws is furnished as Exhibit 3.1 to this report. The foregoing description of the Amended and Restated Bylaws does not purport to be complete and is qualified in its entirety by reference to the full text of the Amended and Restated Bylaws, which are attached hereto as Exhibit 3.1 and are incorporated herein by reference.
Item 7.01 Regulation FD Disclosure.
On May 9, 2017, the registrant issued a press release, included herewith as Exhibit 99.1, announcing the declaration of a second quarter dividend of $0.36 per share payable on June 30, 2017 to shareholders of record as of June 16, 2017.
The information disclosed under this Item 7.01, including Exhibit 99.1, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 and shall not be deemed incorporated by reference into any filing made under the Securities Act of 1933, except as expressly set forth by specific reference in such filing.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits:
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Exhibit Number
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Description
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| 3.1 | Bylaws, dated as of May 5, 2017 | |
| 99.1 | Press Release, dated as of May 9, 2017. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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TCP CAPITAL CORP.
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Date: May 9, 2017
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By:
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/s/ Paul L. Davis
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Name:
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Paul L. Davis
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Title:
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Chief Financial Officer
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Exhibit Index
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Exhibit Number
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Description
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| 3.1 | Bylaws, dated as of May 5, 2017 | |
| 99.1 | Press Release, dated as of May 9, 2017. |