Attached files
file | filename |
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EX-99.1 - EX-99.1 - Redwood Mortgage Investors IX | d389113dex991.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): May 5, 2017
REDWOOD MORTGAGE INVESTORS IX, LLC
(Exact name of registrant as specified in its charter)
Delaware | 000-55601 | 26-3541068 | ||
(State of Incorporation) | (Commission File Number) |
(IRS Employer Identification No.) |
1825 S. Grant Street, Suite 250 San Mateo, CA |
94402-2678 | |
(Address of principal executive offices) | (Zip code) |
Registrants telephone number, including area code: (650) 365-5341
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 8.01. Other Events.
Redwood Mortgage Investors IX, LLC is filing with this report, as Exhibit 99.1, the audited balance sheet, including related notes thereto, as of December 31, 2016 of Redwood Mortgage Corp., its manager.
Item 9.01 Financial Statements and Exhibits.
(d) | Exhibits |
Exhibit |
Description | |
99.1 | Audited balance sheet as of December 31, 2016 of Redwood Mortgage Corp., with notes thereto. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
REDWOOD MORTGAGE INVESTORS IX, LLC | ||||
By: | Redwood Mortgage Corp., Manager | |||
By: | /s/ Michael R. Burwell | |||
Name: | Michael R. Burwell | |||
Title: | President, Secretary and Treasurer |
Date: May 5, 2017
EXHIBIT INDEX
Exhibit |
Exhibit | |
99.1 | Audited balance sheet as of December 31, 2016 of Redwood Mortgage Corp., with notes thereto. |