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EX-99.1 - EX-99.1 - Redwood Mortgage Investors IXd389113dex991.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of Earliest Event Reported): May 5, 2017

 

 

REDWOOD MORTGAGE INVESTORS IX, LLC

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   000-55601   26-3541068
(State of Incorporation)  

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

1825 S. Grant Street, Suite 250

San Mateo, CA

  94402-2678
(Address of principal executive offices)   (Zip code)

Registrant’s telephone number, including area code: (650) 365-5341

Not Applicable

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 


Item 8.01. Other Events.

Redwood Mortgage Investors IX, LLC is filing with this report, as Exhibit 99.1, the audited balance sheet, including related notes thereto, as of December 31, 2016 of Redwood Mortgage Corp., its manager.

Item 9.01 Financial Statements and Exhibits.

 

  (d) Exhibits

 

Exhibit
No.

  

Description

99.1    Audited balance sheet as of December 31, 2016 of Redwood Mortgage Corp., with notes thereto.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

REDWOOD MORTGAGE INVESTORS IX, LLC
By:   Redwood Mortgage Corp., Manager
  By:  

/s/ Michael R. Burwell

  Name:   Michael R. Burwell
  Title:   President, Secretary and Treasurer

Date: May 5, 2017


EXHIBIT INDEX

 

Exhibit
No.

  

Exhibit

99.1    Audited balance sheet as of December 31, 2016 of Redwood Mortgage Corp., with notes thereto.