Attached files

file filename
EX-10.4 - FORM OF STOCK UNIT AWARD AGREEMENT (EVP) - DYNEGY INC.dyn-2017331xex104.htm
10-Q - 10-Q - DYNEGY INC.dyn-2017331x10q.htm
EX-32.2 - CHIEF FINANCIAL OFFICER 906 CERTIFICATION - DYNEGY INC.dyn-2017331xex322.htm
EX-32.1 - CHIEF EXECUTIVE OFFICER 906 CERTIFICATION - DYNEGY INC.dyn-2017331xex321.htm
EX-31.2 - CHIEF FINANCIAL OFFICER 302 CERTIFICATION - DYNEGY INC.dyn-2017331xex312.htm
EX-31.1 - CHIEF EXECUTIVE OFFICER 302 CERTIFICATION - DYNEGY INC.dyn-2017331xex311.htm
EX-10.9 - SECOND AMENDMENT AGREEMENT - DYNEGY INC.dyn-2017331xex109.htm
EX-10.8 - AMENDMENT AGREEMENT - DYNEGY INC.dyn-2017331xex108.htm
EX-10.7 - AMENDMENT AND WAIVER AGREEMENT - DYNEGY INC.dyn-2017331xex107.htm
EX-10.6 - FORM OF NON-QUALIFIED STOCK OPTION AWARD AGREEMENT (EXECUTIVE) - DYNEGY INC.dyn-2017331xex106.htm
EX-10.5 - FORM OF NON-QUALIFIED STOCK OPTION AWARD AGREEMENT (CEO) - DYNEGY INC.dyn-2017331xex105.htm
EX-10.3 - FORM OF STOCK UNIT AWARD AGREEMENT (CEO) - DYNEGY INC.dyn-2017331xex103.htm
EX-10.2 - FORM OF PERFORMANCE AWARD AGREEMENT (EVP) - DYNEGY INC.dyn-2017331xex102.htm
EX-10.1 - FORM OF PERFORMANCE AWARD AGREEMENT (CEO) - DYNEGY INC.dyn-2017331xex101.htm
Exhibit 95.1


MINE SAFETY VIOLATIONS AND OTHER LEGAL MATTER DISCLOSURES
PURSUANT TO SECTION 1503(a) OF THE DODD-FRANK WALL STREET
REFORM AND CONSUMER PROTECTION ACT

Section 1503 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”) requires issuers that are operators, or that have subsidiaries that is an operator, of a coal or other mine to include in periodic reports filed with the Securities and Exchange Commission certain information relating to citations and orders for violations of standards under the Federal Mine Safety and Health Act of 1977. The following tables disclose information required under the Dodd-Frank Act during the three months ended March 31, 2017.

Mine or Operating Name/MSHA Identification Number
 
Section 104 S&S Citations (#)
 
Section 104(b) Orders (#)
 
Section 104(d) Citations and Orders (#)
 
Section 110(b)(2) Violations (#)
 
Section 107(a) Orders (#)
 
Total Dollar Value of MHSA Assessments Proposed ($)
Honeybrook Refuse Operation/36-08595
 
1

 

 

 

 

 
$

NEPCO CO - Generation Facility/36-08064
 
1

 

 

 

 

 
$


Mine or Operating Name/MSHA Identification Number
 
Total Number of Mining Related Fatalities (#)
 
Received Notice of Pattern of Violations Under Section 104(e) (yes/no)
 
Received Notice of Potential to Have Pattern Under Section 104(e) (yes/no)
 
Legal Actions Pending as of Last day of Period (#)
 
Legal Actions Initiated During Period (#)
 
Legal Actions Resolved During Period (#)
Honeybrook Refuse Operation/36-08595
 

 
No
 
No
 

 

 

NEPCO CO - Generation Facility/36-08064
 

 
No
 
No