UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): May 3, 2017 |
AEROCENTURY CORP.
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(Exact name of registrant as specified in its charter)
Delaware |
94-3263974 |
(State or Other Jurisdiction of incorporation) |
(I.R.S. Employer Identification No.) |
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1440 Chapin Avenue, Suite 310 Bulingame, CA |
94010 |
(Address of principal executive offices) |
(Zip Code) |
(650)-340-1888 |
Registrant’s telephone number, including area code: |
Not Applicable |
Former Name or Former Address, if changed since last report |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.07. Submission of Matters to a Vote of Security Holders.
On May 3, 2017 the following matters were submitted to a vote of the stockholders of AeroCentury Corp. (the "Company"):
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(1) |
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the election of two members to the Board of Directors; |
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(2) |
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the approval, in a non-binding vote, of the compensation of the Company's named executive officers as disclosed in the Proxy Statement; and |
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(3) |
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the ratification of the appointment of BDO USA, LLP as the Company’s independent registered public accounting firm. |
The following is a summary of the voting results:
1. Election of Director:
Nominee |
Votes For |
Votes Withheld |
Broker Non-Votes |
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Roy E. Hahn |
693,402 |
108,095 |
574,783 |
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Toni M. Perazzo |
666,096 |
135,401 |
574,783 |
Mr. Hahn and Ms. Perazzo were re-elected to each serve a three-year term expiring at the 2020 Annual Meeting of Stockholders of the Company.
2. Non-binding Advisory Vote Approving the Compensation of the Company's Named Executive Officers as Disclosed in the Proxy Statement:
Votes For |
Votes Against |
Votes Abstained |
Broker Non-Votes |
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617,795 |
178,651 |
5,051 |
574,783 |
3. Ratification of the Appointment of BDO USA, LLP as the Company’s Independent Registered Public Accounting Firm:
Votes For |
Votes Against |
Votes Abstained |
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1,332,785 |
29,317 |
14,178 |
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereto duly authorized.
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AEROCENTURY CORP. |
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Date: May 4, 2017 |
By: |
/s/ Toni M. Perazzo |
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Title: Sr. Vice - President, Finance |