UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): April 28, 2017

Flotek Industries, Inc.

(Exact name of registrant as specified in its charter)

Registrant’s telephone number, including area code: (713) 849-9911

Not applicable

(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

On April 28, 2017, Flotek Industries, Inc. (the “Company”) and its affiliates entered into the Seventh Amendment to Amended and Restated Revolving Credit, Term Loan and Security Agreement, dated as of May 10, 2013, as amended to date (the “Credit Agreement”) and Sixth Amendment to Amended and Restated Revolving Credit, Term Loan and Security Agreement with PNC Bank, National Association as agent for the lenders thereto (the “Agent”), to be effective as of March 31, 2017 (the “Amendment”).

Pursuant to the Amendment, among other things, (i) the definition of Adjusted EBITDA was revised to include the loss from discontinued operations of the drilling technologies and production technologies businesses of the borrowers, (ii) the definition of CapEx Trigger Period was revised to reduce to $10 million the threshold for undrawn availability under the Credit Agreement for the month-end of April, May and June 2017, and (iii) the threshold for undrawn availability needed to incur certain defined levels of capital expenditures was reduced to $10 million for the month-end of April, May and June 2017.

The Company also agreed to pay fees and expenses of the Agent in connection with the Amendment. The description of the Amendment is qualified in its entirety by reference to the copy thereof filed as Exhibit 10.1 to this Form 8-K, which is incorporated by reference.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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