Attached files

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EX-31.2 - EX-31.2 - At Home Group Inc.a17-10859_1ex31d2.htm
EX-31.1 - EX-31.1 - At Home Group Inc.a17-10859_1ex31d1.htm
EX-10.1 - EX-10.1 - At Home Group Inc.a17-10859_1ex10d1.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM 10-Q/A

Amendment No. 1

 

xQUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

For the quarterly period ended October 29, 2016

 

or

 

oTRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

Commission File Number: 001-37849

 

AT HOME GROUP INC.

(Exact name of registrant as specified in its charter)

 


 

Delaware

 

45-3229563

(State of other jurisdiction of incorporation or organization)

 

(I.R.S. Employer Identification No.)

 

 

 

 

1600 East Plano Parkway
Plano, Texas

 

75074

(Address of principal executive offices)

 

(Zip Code)

 

(972) 265-6227

(Registrant’s telephone number, including area code)

 

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.  x Yes  o No

 

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).  x Yes  o No

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer o

 

Accelerated filer o

 

Non-accelerated filer x

 

Smaller reporting company o

 

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).  o Yes  x No

 

There were 60,366,768 shares of the registrant’s common stock, par value $0.01 per share, outstanding as of December 5, 2016.

 

 

 



 

EXPLANATORY NOTE

 

This Amendment No. 1 (this “Amendment”) to At Home Group Inc.’s Quarterly Report on Form 10-Q for the quarter ended October 29, 2016, filed with the Securities and Exchange Commission (“SEC”) on December 6, 2016 (the “Form 10-Q”), is an exhibit-only filing solely to refile Exhibit 10.1 to the Form 10-Q in response to communications with the Staff of the SEC regarding a request for confidential treatment made by the Company with respect to portions of Exhibit 10.1 originally filed with the Form 10-Q. Certain information that previously was redacted within Exhibit 10.1 as filed with the Form 10-Q has been disclosed in such exhibit as refiled with this Amendment. In addition, as required by Rule 12b-15 under the Securities Exchange Act of 1934, as amended, new certifications by our principal executive officer and principal financial officer are filed as exhibits to this Amendment.

 

This Amendment does not affect any other parts of, or exhibits to, the Form 10-Q, and those unaffected parts or exhibits are not included in this Amendment. Therefore, other than the filing of the information identified above, this Amendment does not modify or update the disclosure in the Form 10-Q in any way. Except as expressly stated in this Amendment, the Form 10-Q continues to speak as of the date of the original filing of the Form 10-Q, and the Company has not updated the disclosure contained in this Amendment to reflect events that have occurred since the filing of the Form 10-Q and no revisions are being made to the Company’s financial statements pursuant to this Amendment. Accordingly, this Amendment should be read in conjunction with the Company’s other filings made with the SEC subsequent to the filing of the Form 10-Q, including amendments to those filings, if any.

 

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ITEM 6.          EXHIBITS

 

10.1*

 

Co-Brand and Private Label Consumer Credit Card Program Agreement, dated September 7, 2016, by and among At Home Stores LLC and Synchrony Bank.

 

 

 

31.1

 

Certification of Chief Executive Officer pursuant to Rule 13a-14(a) or 15d-14(a) of the Securities Exchange Act of 1934, as amended, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

 

 

 

31.2

 

Certification of Chief Financial Officer pursuant to Rule 13a-14(a) or 15d-14(a) of the Securities Exchange Act of 1934, as amended, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

 

 

 

32.1

 

Certification of the Chief Executive Officer and Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. (1)

 

 

 

101.INS

 

XBRL Instance Document. (1)

 

 

 

101.SCH

 

XBRL Taxonomy Extension Schema Document. (1)

 

 

 

101.CAL

 

XBRL Taxonomy Extension Calculation Linkbase Document. (1)

 

 

 

101.DEF

 

XBRL Taxonomy Extension Label Linkbase Document. (1)

 

 

 

101.PRE

 

XBRL Taxonomy Extension Presentation Linkbase Document. (1)

 


*                       Confidential treatment has been requested with respect to certain portions of this Exhibit. Confidential portions of this Exhibit have been redacted and have been filed separately with the Securities and Exchange Commission.

 

(1)                 Furnished with the Original Filing.

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 

AT HOME GROUP INC.

 

 

 

 

April 5, 2017

/s/ Lewis L. Bird III

 

By:

Lewis L. Bird III

 

 

Chief Executive Officer (Principal Executive Officer)

 

 

 

 

April 5, 2017

/s/ Judd T. Nystrom

 

By:

Judd T. Nystrom

 

 

Chief Financial Officer (Principal Financial Officer)

 

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