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EX-99.1 - PRESENTATION - Yuma Energy, Inc. | yuma_ex991.htm |
UNITED
STATES
SECURITIES AND
EXCHANGE COMMISSION
Washington, D.C.
20549
FORM
8-K
CURRENT
REPORT
Pursuant to
Section 13 or 15(d) of the Securities Exchange Act of
1934
Date of Report:
April 3, 2017
(Date of
earliest event reported)
Yuma Energy, Inc.
(Exact name of
registrant as specified in its charter)
DELAWARE
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0001672326
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94-0787340
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(State or other
jurisdictionof
incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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1177 West Loop
South, Suite 1825
Houston, Texas
77027
(Address of
principal executive offices) (Zip Code)
(713)
968-7000
(Registrant’s
telephone number, including area code)
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(Former name or
former address, if changed since last report)
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Check the appropriate box below if
the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following
provisions:
⬜ Written communications pursuant to
Rule 425 under the Securities Act (17 CFR 230.425)
⬜ Soliciting material pursuant to
Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
⬜ Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
⬜ Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Item
7.01.
Regulation FD
Disclosure.
On April 3, 2017, Yuma Energy, Inc.
(the “Company”) posted to its website a company
presentation (the “Presentation Materials”) that
management intends to use from time to time about the
Company’s operations and performance. The Company may use the
Presentation Materials, possibly with modifications, in
presentations to current and potential investors, lenders,
creditors, vendors, customers and others with an interest in the
Company and its business.
The information contained in the
Presentation Materials is summary information that should be
considered in the context of the Company’s filings with the
Securities and Exchange Commission and other public announcements
that the Company may make by press release or otherwise from time
to time. The Presentation Materials speak as of the date of this
Current Report on Form 8-K. While the Company may elect to update
the Presentation Materials in the future or reflect events and
circumstances occurring or existing after the date of this Current
Report on Form 8-K, the Company specifically disclaims any
obligation to do so. The Presentation Materials are furnished as
Exhibit 99.1 to this Current Report on Form 8-K and are
incorporated herein by reference.
Some of the matters discussed in
the Presentation Materials contain forward-looking statements that
involve uncertainties and risks related to, intense competition in
the oil and gas industry, the Company’s dependence on its
management, volatile oil and gas prices, uncertainties associated
with oil and gas reserve estimates, operating and capital costs and
the Company’s need to replace production and acquire or
develop additional oil and gas reserves, among other matters.
Actual results could differ materially from those projected and the
Company cautions readers not to place undue reliance on the
forward-looking statements contained in, or made in connection
with, the Presentation Materials.
The information in this Current
Report on Form 8-K furnished pursuant to Item 7.01, including
Exhibit 99.1, shall not be deemed to be “filed” for the
purposes of Section 18 of the Securities Exchange Act of 1934,
as amended (the “Exchange Act”), or otherwise subject
to liability under that section, and they shall not be deemed
incorporated by reference in any filing under the Securities Act of
1933, as amended, or the Exchange Act, except as shall be expressly
set forth by specific reference in such filing. By filing this
Current Report on Form 8-K and furnishing this information pursuant
to Item 7.01, the Company makes no admission as to the
materiality of any information in this Current Report on Form 8-K,
including Exhibit 99.1, that is required to be disclosed solely by
Regulation FD.
Item
9.01.
Financial
Statements and Exhibits.
(d)
Exhibits.
The following exhibit is furnished
with this Current Report on Form 8-K:
Exhibit
No.
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Description
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Slideshow Presentation dated April
2017.
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2
SIGNATURE
Pursuant to the requirements of the
Securities Exchange Act of 1934, the registrant has duly caused
this report to be signed on its behalf by the undersigned hereunto
duly authorized.
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YUMA ENERGY,
INC.
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By:
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/s/ Sam L.
Banks
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Name:
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Sam L. Banks
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Date: April 3,
2017
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Title:
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President and Chief Executive
Officer
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3
EXHIBIT
INDEX
Exhibit
No.
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Description
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Slideshow Presentation dated April
2017.
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