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EX-99.1 - EXHIBIT 99.1 - ICON ECI Fund Sixteenv456852_ex99-1.htm

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): January 19, 2017 (January 18, 2017)

 

ICON ECI Fund Sixteen

(Exact Name of Registrant as Specified in Charter)

 

Delaware   333-185144   80-0860084
(State or Other Jurisdiction of
Incorporation)
  (Commission File Number)   (I.R.S. Employer Identification No.)

 

3 Park Avenue, 36th Floor
New York, New York 10016
(Address of Principal Executive
Offices)
 
(212) 418-4700
(Registrant’s telephone number,
including area code)
 
Not applicable
(Former name or former address, if
changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 

Item 7.01Regulation FD Disclosure

 

On or about January 18, 2017, the Managing Owner of the Registrant will notify the registered representatives of the shareholders of the Registrant that the Registrant will distribute its Portfolio Overview (the “Portfolio Overview”) to the shareholders of the Registrant and will furnish the registered representatives with a copy of the Portfolio Overview, which is attached as Exhibit 99.1.

 

The information in this Report is provided under Item 7.01 of Form 8-K and shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section.

 

Item 9.01Financial Statements and Exhibits

 

(d) The following exhibit is furnished herewith:

 

99.12016 Third Quarter Portfolio Overview

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  ICON ECI FUND SIXTEEN
  By: ICON MT 16, LLC, its Managing Owner
   
Dated: January 19, 2017 By: /s/ Michael A. Reisner  
    Michael A. Reisner
    Co-President and Co-Chief Executive Officer