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EX-99.4 - AUDITED CONSOLIDATED FINANCIAL STATEMENTS - Yuma Energy, Inc. | yuma_ex994.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
(Amendment No. 3)
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act
of 1934
Date of Report: October 26, 2016
(Date of earliest event reported)
Yuma Energy, Inc.
(Exact name of registrant as specified in its charter)
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DELAWARE
(State or other jurisdiction
of incorporation)
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0001672326
(Commission File Number)
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94-0787340
(IRS Employer Identification No.)
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1177 West Loop South, Suite 1825
Houston, Texas 77027
(Address of principal executive offices) (Zip Code)
(713) 968-7000
(Registrant’s telephone number, including area
code)
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(Former name or former address, if changed since last
report)
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Check the
appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
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☐
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Written
communications pursuant to Rule 425 under the Securities Act
(17 CFR 230.425)
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☐
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17
CFR 240.14a-12)
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☐
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange
Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange
Act (17 CFR 240.13e-4(c))
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Explanatory Note
As
previously disclosed in its Current Report on Form 8-K filed on
November 1, 2016 and as amended by Amendment No. 1 filed on
November 3, 2016 and Amendment No. 2 filed on January 9, 2017
(collectively, the “Prior
8-K”) with the Securities and Exchange Commission (the
“SEC”), on
October 26, 2016, Yuma Energy, Inc., a Delaware corporation (the
“Company”),
completed the agreement and plan of merger and reorganization
dated as of February 10, 2016, and as amended on September 2, 2016
(the “Merger
Agreement”), with Yuma Energy, Inc., a California
corporation (“Yuma
California”), Yuma Merger Subsidiary, Inc., a Delaware
corporation and wholly-owned subsidiary of the Company
(“Merger
Subsidiary”), and Davis Petroleum Acquisition Corp.
(“Davis”),
providing for the merger of Yuma California with and into the
Company (the “Reincorporation
Merger”) and the merger of Merger Subsidiary with and
into Davis (the “Merger”).
The
Company is filing this Amendment No. 3 (“Amendment No. 3”) to the Prior 8-K
to include the audited financial statements of Davis for the years
ended December 31, 2015 and 2014. Except as set forth herein, this
Amendment No. 3 does not amend, modify or update the disclosure
contained in the Prior 8-K.
Item
9.01.
Financial
Statements and Exhibits
(a)
Financial Statements of Business
Acquired.
The
audited consolidated financial statements of Davis for the years
ended December 31, 2015 and 2014 are attached hereto as Exhibit
99.4 and incorporated herein by reference.
(d)
Exhibits.
The
following exhibit is included with this Amendment No. 3 to the
Current Report on Form 8-K/A:
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Exhibit No.
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Description
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Audited
consolidated financial statements of Davis Petroleum Acquisition
Corp. for the years ended December 31, 2015 and 2014.
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SIGNATURE
Pursuant to the
requirements of the Securities Exchange Act of 1934, the registrant
has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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YUMA ENERGY, INC.
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By:
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/s/ Sam
L. Banks
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Name:
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Sam L.
Banks
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Date:
January 18, 2017
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Title:
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President
and Chief Executive Officer
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EXHIBIT
INDEX
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Exhibit No.
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Description
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Audited
consolidated financial statements of Davis Petroleum Acquisition
Corp. for the years ended December 31, 2015 and 2014.
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