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EX-99.1 - EXHIBIT 99.1 - AgEagle Aerial Systems Inc.v457063_ex99-1.htm

 


UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM 8-K

 


 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): January 13, 2017

 


 

ENERJEX RESOURCES, INC.

(Exact Name of Registrant as specified in its charter)

 


 

Nevada

(State or other jurisdiction of incorporation)

 

     
000-30234   88-0422242
(Commissioner File Number)   (IRS Employer Identification No.)

 

4040 Broadway, Suite 508, San Antonio, Texas 78209

(Address of principal executive offices)

 

(210) 451-5545

(Registrant’s telephone number, including area code)

 

Not Applicable

(Former name or former address, if changed since last report)

 


 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act of (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act of (17 CFR 240.13e-4(c))

 


 

 

 

ITEM 3.01 NOTICE OF DELISTING OR FAILURE TO SATISFY A CONTINUED LISTING RULE OR STANDARD; TRANSFER OF LISTING

 

On January 13, 2017, the New York Stock Exchange (“NYSE”) provided notice to EnerJex Resources Inc. (the “Company”) that NYSE has accepted the Company's plan to hold an annual meeting of its stockholders for fiscal year end December 31, 2015, no later than March 31, 2017, in order for the Company to comply with Section 704 of the NYSE Company Guide which requires that an annual meeting of stockholders be held each year. By reason of not having held an annual meeting for the fiscal year ended December 31, 2015, the Company is not in compliance with the NYSE MKT listing standards. The NYSE's acceptance of the Company's plan represents a continuation of the Company's NYSE listing pursuant to the above-described extension through March 31, 2017.

 

A copy of the press release issued by the Company on January17, 2017, regarding the notice from the NYSE is filed as Exhibit 99.1 to this Form 8-K.

 

ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS

 

(d) Exhibits

     

Exhibit
Number

 

Description

   
99.1   Press Release dated January 17, 2017.

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

         
    ENERJEX RESOURCES, INC.
     
Date: January 18, 2017   By:   /s/ Douglas Wright
        Douglas Wright, Chief Financial Officer