Attached files
| file | filename |
|---|---|
| EX-99.1 - EX-99.1 - REX ENERGY CORP | d267284dex991.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): December 13, 2016
Rex Energy Corporation
(Exact name of registrant as specified in its charter)
| Delaware | 001-33610 | 20-8814402 | ||
| (State or other jurisdiction of incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
366 Walker Drive
State College, Pennsylvania 16801
(Address of Principal Executive Office and Zip Code)
(814) 278-7267
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:
| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 7.01 Regulation FD Disclosure.
On December 13, 2016, Rex Energy Corporation (Nasdaq: REXX) (“Rex” or the “Company”) issued a press release regarding its listing status on the Nasdaq Capital Market. In the press release, a copy of which is attached to this Form 8-K as Exhibit 99.1, the Company confirmed that Nasdaq has approved Rex’s continued listing on the Nasdaq Capital Market and has granted Rex an additional 180-day period (until June 12, 2017) in which to regain full compliance with the minimum bid requirement. In its request for the additional compliance period, the Company included a commitment to effect a reverse stock split within the additional compliance period if such action should be necessary to regain compliance.
The information in Item 7.01 in this Current Report on Form 8-K is being furnished and shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of such section, nor shall such information be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
| Exhibit Number |
Exhibit Title | |
| 99.1 | Rex Energy Corporation Press Release dated December 13, 2016 | |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| REX ENERGY CORPORATION | ||||||
| Date: December 13, 2016 | By: | /s/ Jennifer L. McDonough | ||||
| Name: Jennifer L. McDonough | ||||||
| Title: Sr. Vice President, General Counsel and Secretary | ||||||