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EX-99.1 - EXHIBIT 99.1 - CROSSROADS SYSTEMS INCv454921_ex99-1.htm






Washington, D.C. 20549





Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934


Date of Report (Date of earliest event reported): December 13, 2016




Crossroads Systems, Inc.


(Exact name of registrant as specified in its charter)


Delaware 001-15331 74-2846643
(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)


11000 North Mo-Pac Expressway #150, Austin, Texas 78759
(Address of principal executive offices) (Zip Code)


Registrant’s telephone number, including area code: (512) 928-7335



(Former name or former address, if changed since last report)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):


¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))






Item 2.02Results of Operations and Financial Condition.


On December 13, 2016, Crossroads Systems, Inc. (the “Company”) issued a press release announcing financial results for its fourth fiscal quarter and year ended October 31, 2016. A copy of the release is attached hereto as Exhibit 99.1.


The information contained in this report and the exhibit hereto shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and shall not be incorporated by reference into any filings made by the Company under the Securities Act of 1933, as amended, or the Exchange Act, except as may be expressly set forth by specific reference in such filing.


Item 9.01Financial Statements and Exhibits.




Exhibit No.Description


99.1Press release, dated December 13, 2016.







Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


December 13, 2016 CROSSROADS SYSTEMS, INC.

/s/ Jennifer Crane

    Name: Jennifer Crane
    Title: Chief Financial Officer







Exhibit No.   Description



Press Release dated December 13, 2016.