UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the 
Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): September 26, 2016 (September 21, 2016)

SURGE COMPONENTS, INC.

(Exact name of registrant as specified in its charter)

Registrant’s telephone number, including area code: (631) 595-1818

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

On September 26, 2016, Surge Components, Inc. (the “Company”) issued a press release announcing its financial results for the quarter ended August 31, 2016. The press release is furnished hereto as Exhibit 99.1 and is incorporated herein by reference.

On September 21, 2016, the board of directors (the “Board”) of the Company appointed Martin Novick to fill a vacancy in the Board resulting from the death of David Siegel.

Mr. Novick, age 80, is a real estate investor. He served as a vice president of Audiovox Electronic Corp., an international distributor and value-added service provider in the accessory, mobile and consumer electronics industries, from 1969 to 2008. He previously served on the board of directors of Audiovox Electronic Corp., Nu Horizons Electronics Corp., a distributor of electronic components which was acquired by Arrow Electronics, Inc. (NYSE: ARW) in January 2011 and Arielle Electronics, a company that sold Bluetooth and wireless products. Mr. Novick holds a Bachelor’s Degree in Marketing from New York University.

There are no family relationships between Mr. Novick and any of the Company’s directors or executive officers and the Company has not entered into any transactions with Mr. Novick that are reportable pursuant to Item 404(a) of Regulation S-K. 

The information set forth above under Item 2.02 is incorporated herein by reference. In accordance with General Instruction B.2 of Form 8-K, the information being furnished pursuant to this Current Report on Form 8-K, including Exhibit 99.1, shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference into any registration statement or other document filed by the Company under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such filing.

(d) Exhibits

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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