UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): September 13, 2016 (September 7, 2016)
Kadmon Holdings, Inc.
(Exact name of registrant as specified in its charter)
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Delaware |
001-37841 |
27-3576929 |
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(State or other jurisdiction of incorporation) |
(Commission File Number) |
(I.R.S. Employer Identification No.) |
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450 East 29th Street New York, NY |
10016 |
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(Address of principal executive offices) |
(Zip Code) |
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Registrant’s telephone number, including area code (212) 308-6000
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
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.02 |
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ITEM 5.02 |
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. |
On September 7, 2016, Eva Heyman informed Kadmon Holdings, Inc. (the “Company”) that she will resign from the Company as Executive Vice President, Chief Commercial Officer, to pursue other opportunities. Ms. Heyman’s resignation is effective on September 30, 2016.
On September 13, 2016, Dr. Larry Witte informed the Company that he will resign from the Company as Executive Vice President, Research and Development, to pursue other opportunities. Dr. Witte’s resignation is effective on September 13, 2016.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Kadmon Holdings, Inc. |
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Date: September 13, 2016 |
/s/ Konstantin Poukalov |
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Konstantin Poukalov |
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Executive Vice President, Chief Financial Officer |
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