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EX-99.2 - EXHIBIT 99.2 - SIGMA DESIGNS INCex99-2.htm
EX-99.1 - EXHIBIT 99.1 - SIGMA DESIGNS INCex99-1.htm

 



UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 


 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

 

September 6, 2016

Date of Report (date of earliest event reported)

 


 

Sigma Designs, Inc.

(Exact name of Registrant as specified in its charter)

 

California

 

001-32207

 

94-2848099

(State or other jurisdiction of

incorporation or organization)

 

(Commission File Number)

 

(I.R.S. Employer
Identification Number)

 

47467 Fremont Blvd.

Fremont, California 94538

(Address of principal executive offices)

 

(408) 262-9003

(Registrant’s telephone number, including area code)

 

 

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

[  ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

[  ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

[  ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

[  ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 



 

 
 

 

 

Item 2.02. Results of Operations and Financial Condition

 

The information contained in this Item 2.02, including Exhibit 99.1, shall not be deemed filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or incorporated by reference in any filing under the Exchange Act or the Securities Act of 1933, as amended (the “Securities Act”), except as shall be expressly set forth by specific reference in such filing.

 

On September 6, 2016, Sigma Designs, Inc. (the “Company”) issued a press release announcing its results for the second fiscal quarter ended July 30, 2016. A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

 

Item 7.01. Regulation FD Disclosure

 

On September 6, 2016, the Company held a conference call to discuss the results of its second fiscal quarter ended July 30, 2016. A copy of the transcript of the conference call is furnished as Exhibit 99.2 attached hereto.

 

The information contained in this Item 7.01, including Exhibit 99.2, shall not be deemed filed for purposes of Section 18 of the Exchange Act, or incorporated by reference in any filing under the Exchange Act or the Securities Act, except as shall be expressly set forth by specific reference in such filing.

 

Item 9.01. Financial Statements and Exhibits

 

The information contained in this Item 9.01 and in the accompanying exhibits shall not be deemed filed for purposes of Section 18 of the Exchange Act or incorporated by reference in any filing under the Exchange Act or the Securities Act, except as shall be expressly set forth by specific reference in such filing.

 

 

(c)

Exhibits.

 

     

Exhibit

_____

 

Description

_______

   

99.1

 

Press Release issued by Sigma Designs, Inc. dated September 6, 2016.

99.2

 

Conference call transcript for the second fiscal quarter ended July 30, 2016

  

 
 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: September 6, 2016

 

SIGMA DESIGNS, INC.

     
     
 

By:

/s/ THINH Q. TRAN

 
   

Thinh Q. Tran

President and Chief Executive Officer

(Principal Executive Officer)

  

 
 

 

  

EXHIBIT INDEX 

 

Exhibit No.

Description

 

 

99.1 

Press Release of Sigma Designs, Inc. dated as of September 6, 2016.

99.2

Conference call transcript for the second fiscal quarter ended July 30, 2016