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EX-99.1 - MERRILL LYNCH DEPOSITOR INC PREFERREDPLUS TRUST SERIES FAR-1 | prefplusfar1-8kex991.htm |
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D. C. 20549
__________________________
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
_________________________
Date of Report (Date of earliest event reported): September 1, 2016
MERRILL LYNCH DEPOSITOR, INC.
(on behalf of PREFERREDPLUS TRUST SERIES FAR-1)
(Exact name of registrant as specified in its charter)
Delaware | 001-31488 | 13-3891329 |
(State
or other
jurisdiction of
incorporation)
|
(Commission
File Number)
|
(I. R. S. Employer
Identification No.)
|
One
Bryant Park, 4th FL
New
York, New York
(Address
of principal
executive
offices)
|
10036
(Zip Code)
|
__________________________
Registrant’s telephone number, including area code: (646) 855-6745
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2.):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
INFORMATION TO BE INCLUDED IN REPORT
Section 1. Registrant’s Business and Operations
Not applicable.
Section 2. Financial Information
Not applicable.
Section 3. Securities and Trading Markets
Not applicable.
Section 4. Matters Related to Accountants and Financial Statements
Not applicable.
Section 5. Corporate Governance and Management
Not applicable.
Section 6. Asset-Backed Securities
Not Applicable.
Section 7. Regulation FD
Not applicable.
Section 8. Other Events
Item 8.01 Other events
On September 1, 2016 The Bank of New York Mellon, as Trustee for the PreferredPLUS Trust Certificates Series FAR-1 Trust (the “Trust”), issued a press release regarding the receipt of a notice of intended exercise on October 3, 2016 (the “Exercise Date”), of the outstanding Warrants representing the right to acquire (a) 1,800,000 of the Trust Certificates at an exercise price equal to $25 for each security being exercised plus accrued and unpaid interest up to but excluding, the Exercise Date. A copy of each of the press releases is attached as Exhibit 99.1 hereto.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
MERRILL LYNCH DEPOSITOR, INC. | ||
Date: September 1, 2016 | By: | /s/ Nicholas Louw |
Name: | Nicholas Louw | |
Title: | Vice President |
EXHIBIT INDEX
99.1 | Press Release, dated September 1, 2016. |