UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D) OF THE

THE SECURITIES EXCHANGE ACT OF 1934

 

Date of report (Date of earliest event reported):

 

July 22, 2016 (July 21, 2016)

 

SMTC CORPORATION

(Exact name of registrant as specified in its charter)

 

 

Delaware 0-31051 98-0197680
(State or other jurisdiction of incorporation or
organization)
(Commission File Number) (I.R.S. Employer Identification No.)

 

 

635 Hood Road

Markham, Ontario, Canada L3R 4N6

(Address of Principal Executive Offices) (Zip Code)

 

Registrant’s telephone number, including area code: (905) 479-1810

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 

 

 

 

Item 5.07         Submission of Matters to a Vote of Security Holders

 

The Company held its annual meeting of stockholders on July 21, 2016. The stockholders were asked to vote on the four proposals listed below, which were described in detail in the Company’s definitive proxy statement filed with the Securities and Exchange Commission on June 10, 2016. The final voting results for each proposal are set forth below.

 

 Proposal 1 - Each of the five nominees for director received the requisite plurality of votes for election. The vote tabulation was as follows:

 

 Nominee   For   Withheld   Non Votes
Clarke Bailey   6,714,782   904,927   6,020,234
David Sandberg   6,722,737   896,972   6,020,234
J. Randall Waterfield   6,733,737   885,972   6,020,234
Frederick Wasserman   6,722,982   896,727   6,020,234
Sushil Dhiman   6,975,782   643,927   6,020,234

 

 

Proposal 2 - Stockholders voted in favor of the ratification of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending January 1, 2017.

 

 For   Against   Abstain    
12,038,610   1,555,751   45,582    

 

 

Proposal 3 – Stockholders voted in favor of the ratification of the increase of stock awards available to be issued under the 2010 Incentive Plan.

 

 For   Against   Abstain   Non Votes
5,547,573   1,949,333   122,803   6,020,234

 

 

Proposal 4 – A Non-binding advisory vote approved executive compensation.

 

 For   Against   Abstain   Non Votes
6,626,615   847,416   145,678   6,020,234

 

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

Date: July 22, 2016 SMTC CORPORATION
       
  By:  /s/ Sushil Dhiman  
  Name: Sushil Dhiman  
  Title: President and Chief Executive Officer