UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 25, 2016
Conn's, Inc.
(Exact name of registrant as specified in its charter)
Delaware | 001-34956 | 06-1672840 |
(State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
4055 Technology Forest Blvd., Suite 210 The Woodlands, Texas | 77381 |
(Address of principal executive offices) | (Zip Code) |
Registrant's telephone number, including area code: (936) 230-5899
Not applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
(e) On May 25, 2016, the shareholders of Conn’s, Inc. (the “Company”) approved the adoption of the Conn’s, Inc. 2016 Omnibus Incentive Plan (the “2016 Plan”), which was previously adopted by the Company’s Board of Directors. A summary of the 2016 Plan was included in the Company’s Definitive Proxy Statement filed with the Securities and Exchange Commission on April 15, 2016 (the “Definitive Proxy Statement”), which summary is incorporated herein by reference. The summary of the 2016 Plan in the Definitive Proxy Statement is qualified in its entirety by reference to the full text of the 2016 Plan, which is attached as Appendix A to the Definitive Proxy Statement and is incorporated herein by reference as Exhibit 10.1.
Item 5.07. Submission of Matters to a Vote of Security Holders
At the Annual Meeting of Stockholders of Conn’s, Inc. (the “Company”) held on Wednesday, May 25, 2016, the Company’s stockholders considered four proposals, each of which is described in more detail in the Company’s definitive proxy statement, filed with the Securities and Exchange Commission on April 15, 2016. The certified vote results for each proposal were as stated below.
1. | The following nominees for directors were elected to serve one-year terms expiring in 2017: |
Number of Shares | |||||||||||
For | Against | Abstentions | Broker Non-Votes | ||||||||
James H. Haworth | 24,194,203 | 9,205 | 23,430 | 4,122,627 | |||||||
Kelly M. Malson | 24,142,081 | 61,751 | 23,006 | 4,122,627 | |||||||
Bob L. Martin | 24,134,740 | 76,993 | 15,105 | 4,122,627 | |||||||
Douglas H. Martin | 23,428,285 | 775,170 | 23,383 | 4,122,627 | |||||||
Norman L. Miller | 24,186,124 | 17,933 | 22,781 | 4,122,627 | |||||||
William E. Saunders, Jr. | 24,191,899 | 11,650 | 23,289 | 4,122,627 | |||||||
William (David) Schofman | 24,142,096 | 61,447 | 23,295 | 4,122,627 | |||||||
Oded Shein | 24,199,695 | 12,027 | 15,116 | 4,122,627 | |||||||
2. | The appointment of Ernst & Young LLP as the independent registered public accounting firm for the Company for fiscal year ending January 31, 2017 was ratified: |
Number of Shares | ||
For | 28,310,839 | |
Against | 16,467 | |
Abstentions | 22,159 | |
Broker Non-Votes | N/A | |
3. | The non-binding advisory vote on the compensation of the Company's named executive officers was approved: |
Number of Shares | ||
For | 24,025,969 | |
Against | 136,621 | |
Abstentions | 64,248 | |
Broker Non-Votes | 4,122,627 | |
4. | The adoption of the 2016 Omnibus Incentive Plan was approved: |
Number of Shares | ||
For | 24,110,935 | |
Against | 83,438 | |
Abstentions | 32,465 | |
Broker Non-Votes | 4,122,627 | |
Item 9.01. Financial Statements and Exhibits
Exhibit Number | Description of Document | |
10.1 | Conn’s, Inc. 2016 Omnibus Incentive Plan incorporated by reference to Appendix A of the Company’s Definitive Proxy Statement on Schedule 14A filed with the SEC on April 15, 2016 | |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
CONN'S, INC. | |||
Date: | May 27, 2016 | By: | /s/ Thomas R. Moran |
Name: | Thomas R. Moran | ||
Title: | Executive Vice President and Chief Financial Officer | ||