UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_____________________
FORM 8-K
_____________________
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of
Pursuant to Section 13 OR 15(d) of
the Securities Exchange Act OF 1934
Date of Report (Date of earliest event reported): May 17, 2016
_____________________
JPMORGAN CHASE & CO.
(Exact Name of Registrant as Specified in its Charter)
(Exact Name of Registrant as Specified in its Charter)
_____________________
DELAWARE
(State or Other Jurisdiction of Incorporation)
1-05805 | 13-2624428 | |
(Commission File Number) | (I.R.S. Employer Identification No.) | |
270 Park Avenue, New York, New York | 10017 | |
(Address of principal executive offices) | (Zip Code) | |
Registrant's telephone number, including area code: (212) 270-6000
_____________________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.07 Submission of Matters to a Vote of Security Holders.
(a) | Registrant held its Annual Meeting of Shareholders on Tuesday, May 17, 2016; 3,230,798,213 shares were represented in person or by proxy, or 88.23% of the total shares outstanding. |
(b) | The results of shareholder voting on the proposals presented were as follows: |
MANAGEMENT PROPOSALS: |
Proposal 1- Shareholders elected the 11 director nominees named in the Proxy Statement
Name | For | Against | Abstain | Broker Non-Votes | ||||
Linda B. Bammann | 2,802,429,141 | 16,132,555 | 7,752,606 | 404,483,911 | ||||
James A. Bell | 2,793,455,469 | 26,862,786 | 5,996,047 | 404,483,911 | ||||
Crandall C. Bowles | 2,801,941,304 | 18,295,663 | 6,077,335 | 404,483,911 | ||||
Stephen B. Burke | 2,746,794,414 | 73,436,197 | 6,083,691 | 404,483,911 | ||||
James S. Crown | 2,780,382,646 | 39,808,278 | 6,123,378 | 404,483,911 | ||||
James Dimon | 2,696,237,853 | 109,134,183 | 20,942,266 | 404,483,911 | ||||
Timothy P. Flynn | 2,807,349,058 | 12,956,863 | 6,008,381 | 404,483,911 | ||||
Laban P. Jackson, Jr. | 2,774,644,611 | 45,416,085 | 6,253,606 | 404,483,911 | ||||
Michael A. Neal | 2,806,974,324 | 12,891,461 | 6,448,517 | 404,483,911 | ||||
Lee R. Raymond | 2,734,452,770 | 85,850,961 | 6,010,571 | 404,483,911 | ||||
William C. Weldon | 2,745,678,655 | 74,668,434 | 5,967,213 | 404,483,911 | ||||
Proposal 2 - Shareholders approved the Advisory Resolution to Approve Executive Compensation
For | Against | Abstain | Broker Non-Votes |
2,592,296,529 | 211,917,975 | 22,099,798 | 404,483,911 |
91.72% | 7.50% | 0.78% | |
Proposal 3 - Shareholders ratified the appointment of PricewaterhouseCoopers LLP as Registrant’s Independent Registered Public Accounting Firm for 2016
For | Against | Abstain | Broker Non-Votes |
3,177,951,726 | 46,654,212 | 6,192,275 | 0 |
98.36% | 1.44% | 0.19% | |
SHAREHOLDER PROPOSALS: |
Proposal 4 - Shareholders did not approve the proposal on Independent Board Chairman - Require an Independent Chair
For | Against | Abstain | Broker Non-Votes |
922,821,345 | 1,890,068,955 | 13,424,002 | 404,483,911 |
32.65% | 66.87% | 0.47% | |
Proposal 5 - Shareholders did not approve the proposal on How Votes are Counted - Count Votes Using Only For and Against and Ignore Abstentions
For | Against | Abstain | Broker Non-Votes |
220,394,727 | 2,592,496,739 | 13,422,836 | 404,483,911 |
7.80% | 91.73% | 0.47% | |
Proposal 6 - Shareholders did not approve the proposal on Vesting for Government Service - Prohibit Vesting of Equity-Based Awards for Senior Executives due to Voluntary Resignation to Enter Government Service
For | Against | Abstain | Broker Non-Votes |
732,108,104 | 2,052,690,778 | 41,515,420 | 404,483,911 |
25.90% | 72.63% | 1.47% | |
Proposal 7 - Shareholders did not approve the proposal on Appoint a Stockholder Value Committee - Address Whether Divestiture of All Non-Core Banking Business Segments Would Enhance Shareholder Value
For | Against | Abstain | Broker Non-Votes |
81,802,889 | 2,702,027,498 | 42,483,915 | 404,483,911 |
2.89% | 95.60% | 1.50% | |
Proposal 8 - Shareholders did not approve the proposal on Clawback Amendment - Defer Compensation for 10 Years to Help Satisfy any Monetary Penalty Associated with Violation of Law
For | Against | Abstain | Broker Non-Votes |
115,813,279 | 2,695,993,548 | 14,507,475 | 404,483,911 |
4.10% | 95.39% | 0.51% | |
Proposal 9 - Shareholders did not approve the proposal on Executive Compensation Philosophy - Adopt a Balanced Executive Compensation Philosophy with Social Factors to Improve the Firm's Ethical Conduct and Public Reputation
For | Against | Abstain | Broker Non-Votes |
132,539,247 | 2,580,446,670 | 113,328,385 | 404,483,911 |
4.69% | 91.30% | 4.01% | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
JPMORGAN CHASE & CO. | |||
By: | /s/ Molly Carpenter | ||
Name: Title: | Molly Carpenter Corporate Secretary | ||
Date: May 19, 2016