Attached files
| file | filename |
|---|---|
| EX-32 - EXHIBIT 32 - Oakridge Global Energy Solutions, Inc. | exhibit32.htm |
| EX-31.2 - EXHIBIT 31.2 - Oakridge Global Energy Solutions, Inc. | exhibit312.htm |
| EX-31.1 - EXHIBIT 31.1 - Oakridge Global Energy Solutions, Inc. | exhibit311.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A-2
[X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the quarterly period ended March 31, 2015
Commission File No. 000-50032
OAKRIDGE GLOBAL ENERGY SOLUTIONS, INC.
(Exact name of Registrant as specified in its charter)
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Colorado
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94-3431032
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(State or Other Jurisdiction of
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(I.R.S. Employer Identification No.) |
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incorporation or organization)
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3520 Dixie Highway NE Palm Bay, FL 32905
(Address of Principal Executive Offices)
(321) 610-7959
(Registrant's Telephone Number, including area code)
Not Applicable
(Former name, former address and former fiscal year, if changed since last report)
Indicate by check mark whether the Registrant has (1) filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the Registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes [ ] No [X]
Indicate by check mark whether the Registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the Registrant was required to submit and post such files).
Yes [X] No [ ]
Indicate by check mark whether the Registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See definition of "large accelerated filer," "accelerated filer" and "smaller reporting company" in Rule 12b-2 of the Exchange Act.
Large accelerated filer [ ] Accelerated filer [ ] Non-accelerated filer [ ] Smaller reporting company [X]
Indicate by check mark whether the Registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).
Yes [ ] No [X]
EXPLANATORY NOTE
The purpose of this Amendment No. 2 to the Company's Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2015, filed with the Securities and Exchange Commission on May 20, 2015 (the "Form 10-Q"), and previously amended on December 5, 2015 is to remove the previously disclosed language under Item 4. Controls and Procedures Evaluation of Disclosure Controls and Procedures, as the Company did not perform an assessment of internal control over financial reporting for the quarterly period ending March 31, 2015. The language in the original filing is replaced with the following language:
Evaluation of Disclosure Controls and Procedures
Our Chief Executive Officer and Chief Financial Officer have reviewed and evaluated the effectiveness of our disclosure controls and procedures (as defined in Rule 13a-15(e) and Rule 15d-15(e) of the Securities Exchange Act of 1934), as of March 31, 2015. Based on such review and evaluation, our chief executive officer and chief financial officer have concluded that, as of March 31, 2015, our disclosure controls and procedures were not effective to ensure that information required to be disclosed by us in the reports that we file or submit to the Securities and Exchange Commission pursuant to the reporting obligations of the Exchange Act, including this Annual Report on Form 10-K, is recorded, processed, summarized and reported, within the time periods specified in the rules and forms of the SEC. Disclosure controls and procedures include, without limitation, controls and procedures designed to ensure that information required to be disclosed by an issuer in the reports that it files or submits under the Exchange Act is accumulated and communicated to the issuer's management, including its principal executive and principal financial officers, or persons performing similar functions, as appropriate to allow timely decisions regarding required disclosures.
A control system, no matter how well conceived and operated, can provide only reasonable, not absolute, assurance that the objectives of the control system are met. The design of any system of controls also is based in part on certain assumptions regarding the likelihood of future events, and there can be no assurance that any design will succeed in achieving its stated goals under all potential future conditions. Given these and other inherent limitations of control systems, there is only reasonable assurance that our controls will succeed in achieving their stated goals under all potential future conditions.
No other changes have been made to the Form 10-Q. This Amendment No. 2 to the Form 10-Q continues to speak as of the original filing date of the Form 10-Q, does not reflect events that may have occurred subsequent to the original filing date, and does not modify or update in any way disclosures made in the original Form 10 -Q.
Items Amended in this Form 10-Q/A2
This Form 10-Q/A2 sets forth the Original Filing, in its entirety, as modified and superseded as necessary to reflect the removal of language disclosing an assessment of internal control over financial reporting. The following items in the Original Filing have been amended as a result of, and to reflect, the restatement:
PART II - OTHER INFORMATION
Item 4. Controls and Procedures.
.
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this Amended Quarterly Report to be signed on its behalf by the undersigned, thereunto duly authorized.
OAKRIDGE GLOBAL ENERGY SOLUTIONS, INC.
Date: April 4 , 2016 By:
/s/Stephen J. Barber
Stephen J. Barber
Executive Chairman, CEO and a Director
Pursuant to the requirements of the Securities Exchange Act of 1934 this Amended Quarterly Report has been signed below by the following persons on behalf of the Registrant and in the capacities and on the dates indicated.
OAKRIDGE GLOBAL ENERGY SOLUTIONS, INC.
Date: April 4 , 2016 By:
/s/Stephen J. Barber
Executive Chairman, CEO and a Director
Date: April 4 , 2016 By:
/s/Karen Jackson
Karen Jackson, CFO