CITIGROUP INC - FORM 8-K - March 9, 2016

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EX-4.1 - EXHIBIT 4.1 - CITIGROUP INCdp64116_ex0401.htm
EX-5.1 - EXHIB IT 5.1 - CITIGROUP INCdp64116_ex0501.htm
EX-23.2 - EXHIBIT 23.2 - CITIGROUP INCdp64116_ex2302.htm
EX-1.1 - EXHIBIT 1.1 - CITIGROUP INCdp64116_ex0101.htm

 

UNITED STATES 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM 8-K

 

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported) March 8, 2016

 

 

 

Citigroup Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware

(State or other jurisdiction
of incorporation)

1-9924

(Commission
File Number) 

52-1568099

(IRS Employer
Identification No.)

 

388 Greenwich Street

New York, New York 10013

(Address of principal executive offices) (Zip Code)

 

(212) 559-1000

(Registrant’s telephone number, including area code)

  

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

□Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

□Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

□Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

□Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

CITIGROUP INC.
Current Report on Form 8-K

 

Item 9.01 Financial Statements and Exhibits

 

(d) Exhibits.

 

     

Exhibit No. 

  

Description

   
1.1   Global Selling Agency Agreement, dated March 8, 2016 among Citigroup Global Markets Holdings Inc., Citigroup Inc., Citigroup Global Markets Inc., Barclays Capital Inc., Incapital LLC,  Merrill Lynch, Pierce, Fenner & Smith Incorporated and UBS Financial Services Inc. relating to the issue and sale by Citigroup Global Markets Holdings Inc. of its Medium-Term Senior Notes, Series N.
   
4.1   Senior Debt Indenture, dated as of March 8, 2016, among Citigroup Global Markets Holdings Inc., Citigroup Inc., as guarantor, and The Bank of New York Mellon, as trustee.
   
5.1   Opinion of Davis Polk & Wardwell LLP, as special products counsel to Citigroup Global Markets Holdings Inc.
   
23.1   Consent of Davis Polk & Wardwell LLP, as special products counsel to Citigroup Global Markets Holdings Inc. (included in Exhibit 5.1)
   
23.2   Consent of Davis Polk & Wardwell, as tax counsel to Citigroup Global Markets Holdings Inc.

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

Dated: March 8, 2016

   CITIGROUP INC.
     
    By: /s/ Barbara Politi
    Barbara Politi
      Assistant Secretary 
   
   

 

 

EXHIBIT INDEX

 

     

Exhibit No. 

  

Description

   
1.1   Global Selling Agency Agreement, dated March 8, 2016 among Citigroup Global Markets Holdings Inc., Citigroup Inc., Citigroup Global Markets Inc., Barclays Capital Inc., Incapital LLC,  Merrill Lynch, Pierce, Fenner & Smith Incorporated and UBS Financial Services Inc. relating to the issue and sale by Citigroup Global Markets Holdings Inc. of its Medium-Term Senior Notes, Series N.
   
4.1   Senior Debt Indenture, dated as of March 8, 2016, among Citigroup Global Markets Holdings Inc., Citigroup Inc., as guarantor, and The Bank of New York Mellon, as trustee.
   
5.1   Opinion of Davis Polk & Wardwell LLP, as special products counsel to Citigroup Global Markets Holdings Inc.
   
23.1   Consent of Davis Polk & Wardwell LLP, as special products counsel to Citigroup Global Markets Holdings Inc. (included in Exhibit 5.1)
   
23.2   Consent of Davis Polk & Wardwell, as tax counsel to Citigroup Global Markets Holdings Inc.

 

 

 

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