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EX-10.1 - EX-10.1 - IMMUNE DESIGN CORP.d142170dex101.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K/A

(Amendment No. 1)

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):

December 23, 2015

 

 

IMMUNE DESIGN CORP.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   001-36561   26-2007174

(state or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification No.)

 

1616 Eastlake Ave. E., Suite 310

Seattle, Washington

  98102
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code: (206) 682-0645

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Explanatory Note

On December 30, 2015, Immune Design Corp. (the “Company”) filed a Current Report on Form 8-K (the “Original Report”) to report, among other things, that the Company entered into a second amended and restated license agreement (the “Restated Agreement”) with the Infectious Disease Research Institute. This Current Report on Form 8-K/A amends the Original Report solely to file the Restated Agreement as an exhibit hereto. The other disclosures made in the Original Report remain unchanged.

Item 9.01. Financial Statements and Exhibits.

 

(d) Exhibits.

 

Exhibit
Number

  

Description

10.1†    Second Amended and Restated License Agreement, by and between the Company and the Infectious Disease Research Institute, a Washington not-for-profit corporation, dated December 23, 2015.

 

Confidential portions of this exhibit have been redacted and filed separately with the Securities and Exchange Commission pursuant to a confidential treatment request in accordance with Rule 24b-2 of the Securities Exchange Act of 1934, as amended.


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

IMMUNE DESIGN CORP.
By:   /s/ Carlos Paya, M.D., Ph.D.
 

Carlos Paya, M.D., Ph.D.

President and Chief Executive Officer

Dated: February 16, 2016


EXHIBIT INDEX

 

Exhibit

No.

  

Description

10.1†    Second Amended and Restated License Agreement, by and between the Company and the Infectious Disease Research Institute, a Washington not-for-profit corporation, dated December 23, 2015.

 

Confidential portions of this exhibit have been redacted and filed separately with the Securities and Exchange Commission pursuant to a confidential treatment request in accordance with Rule 24b-2 of the Securities Exchange Act of 1934, as amended.